FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

62 hedge funds and large institutions have $129M invested in First Trust Senior Floating Rate Income Fund II in 2019 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 22 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
+2
Holders Change %
+3.33%
% of All Funds
1.35%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
17
Reduced
22
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
$23.5M
2
VEA
Virtus ETF Advisers
New York
$2.36M
3
GI
Gradient Investments
Minnesota
$4.48M
4
Invesco
Invesco
Georgia
$5.43M
5
EIA
Edgemoor Investment Advisors
Maryland
$9.12M

Top Sellers

1
Bank of America
Bank of America
North Carolina
$24.1M
2
SIA
Sit Investment Associates
Minnesota
$4.03M
3
AAMU
Amundi Asset Management US
Massachusetts
$0
4
AAM
Advisors Asset Management
Colorado
$545K
5
SFS
Shaker Financial Services
Virginia
$1.56M
Name Holding Trade Value Shares
Change 		Shares
Change %
JPMorgan Chase & Co
26
JPMorgan Chase & Co
New York
$648K – – –
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$626K +$964 +80 +0.2%
AA
28
AQR Arbitrage
Connecticut
$575K – – –
AAM
29
Advisors Asset Management
Colorado
$545K -$706K -58,593 -56%
Wells Fargo
30
Wells Fargo
California
$522K – – –
6M
31
6 Meridian
Kansas
$518K +$518K +42,987 New
WCM
32
Whitener Capital Management
North Carolina
$432K -$962 -80 -0.2%
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$410K -$15.2K -1,265 -4%
MC
34
Matisse Capital
Oregon
$377K – – –
MIG
35
Mariner Investment Group
New York
$349K – – –
SRC
36
Shufro Rose & Co
New York
$329K -$55.4K -4,600 -14%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$323K +$42.4K +3,525 +15%
PAS
38
Park Avenue Securities
New York
$274K +$32.1K +2,667 +13%
RJFSA
39
Raymond James Financial Services Advisors
Florida
$252K -$98K -8,124 -28%
SPIA
40
Steward Partners Investment Advisory
New York
$193K – – –
CAN
41
Cetera Advisor Networks
California
$177K – – –
LPL Financial
42
LPL Financial
California
$174K -$24.8K -2,055 -12%
GWM
43
Geneos Wealth Management
Colorado
$164K +$55.3K +4,610 +51%
UCFA
44
United Capital Financial Advisors
Texas
$143K – – –
RTS
45
Round Table Services
New Jersey
$125K – – –
Walleye Capital
46
Walleye Capital
New York
$124K +$124K +10,300 New
DA
47
Doliver Advisors
Texas
$123K +$123K +10,172 New
NFG
48
Next Financial Group
Texas
$117K +$10.8K +898 +10%
Rockefeller Capital Management
49
Rockefeller Capital Management
New York
$88K +$40.9K +3,385 +87%
GRP
50
Global Retirement Partners
California
$56K -$4.56K -379 -8%
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