FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

42 hedge funds and large institutions have $110M invested in First Trust Senior Floating Rate Income Fund II in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
-4
Holders Change %
-8.7%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
4
Increased
14
Reduced
14
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FFA
First Foundation Advisors
California
$2.73M
2
Bank of America
Bank of America
North Carolina
$26.8M
3
Invesco
Invesco
Georgia
$8.1M
4
GI
Gradient Investments
Minnesota
$4.28M
5
GC
Guggenheim Capital
Illinois
$9M

Top Sellers

1
RVPG
Relative Value Partners Group
$0
2
Morgan Stanley
Morgan Stanley
New York
$9.12M
3
Kovitz Investment Group Partners
Kovitz Investment Group Partners
Illinois
$0
4
Wells Fargo
Wells Fargo
California
$3.11M
5
YMRC
Yorktown Management & Research Company
Virginia
$1.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
SRC
26
Shufro Rose & Co
New York
$234K -$207K – –
ICOA
27
Investment Centers of America
North Dakota
$230K – – –
UCFA
28
United Capital Financial Advisors
Texas
$162K – – –
GWM
29
Geneos Wealth Management
Colorado
$150K +$35.6K +2,605 +31%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$145K +$75.8K +5,571 +109%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$96K +$7.36K +540 +8%
MFS
32
MSI Financial Services
Massachusetts
$68K – – –
BFEC
33
Benjamin F. Edwards & Company
Missouri
$66K +$25.2K +1,850 +62%
AA
34
Apriem Advisors
California
$55K +$20.6K +1,500 +60%
Manulife (Manufacturers Life Insurance)
35
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$42K – – –
NFG
36
Next Financial Group
Texas
$25K +$25K +1,815 New
IA
37
IFP Advisors
Florida
$20K – – –
ASN
38
Advisory Services Network
Georgia
$17K +$223 +16 +1%
CFN
39
Cordasco Financial Network
Florida
$14K – – –
AIM
40
Acrospire Investment Management
Illinois
$7K -$4.2K -300 -38%
PCM
41
Penserra Capital Management
California
$5K +$1.26K +95 +34%
HW
42
Hedeker Wealth
Illinois
$1.51K +$1.51K +20 New
RVPG
43
Relative Value Partners Group
– -$2.42M -189,965 Closed
Kovitz Investment Group Partners
44
Kovitz Investment Group Partners
Illinois
– -$568K -44,235 Closed
SFS
45
Shaker Financial Services
Virginia
– -$287K -22,342 Closed
Deutsche Bank
46
Deutsche Bank
Germany
– -$281K -21,901 Closed
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
– -$54K -4,200 Closed
WAM
48
Wealthspire Advisors (Maryland)
Maryland
– -$4K -298 Closed
AIM
49
Advantage Investment Management
Iowa
– -$2K -150 Closed
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