FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

43 hedge funds and large institutions have $69.4M invested in First Trust Senior Floating Rate Income Fund II in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
-2
Holders Change %
-4.44%
% of All Funds
1.24%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
13
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
1
Cornerstone Advisors
North Carolina
$1.82M
2
DA
2
Doliver Advisors
Texas
$674K
3
GI
3
Gradient Investments
Minnesota
$1.39M
4
U
4
UBS
Switzerland
$9.25M
5
RCM
5
Robinson Capital Management
Michigan
$1.82M

Top Sellers

1
BF
1
BOK Financial
Oklahoma
$6K
2
Bank of America
2
Bank of America
North Carolina
$25.9M
3
ARC
3
Absolute Return Capital
Massachusetts
$0
4
GC
4
Guggenheim Capital
Illinois
$2.36M
5
Invesco
5
Invesco
Georgia
$2.42M
Name Holding Trade Value Shares
Change 		Shares
Change %
SRC
26
Shufro Rose & Co
New York
$167K -$21.4K -1,500 -11%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$166K +$4.51K +315 +3%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$81K +$78.5K +5,500 +3,143%
Citigroup
29
Citigroup
New York
$73K +$45.7K +3,211 +167%
Ameriprise
30
Ameriprise
Minnesota
$72K +$3.6K +251 +5%
CFN
31
Cordasco Financial Network
Florida
$46K – – –
WRM
32
Westport Resources Management
Connecticut
$43K – – –
WCMNY
33
Westchester Capital Management (New York)
New York
$40K – – –
NFG
34
Next Financial Group
Texas
$40K +$40K +2,915 New
FCCM
35
First City Capital Management
Georgia
$25.4K +$25.4K +1,774 New
RIA
36
Regal Investment Advisors
Michigan
$24K – – –
AllianceBernstein
37
AllianceBernstein
Tennessee
$17K – – –
AA
38
Apriem Advisors
California
$14K -$35K -2,500 -71%
US Bancorp
39
US Bancorp
Minnesota
$14K – – –
BF
40
BOK Financial
Oklahoma
$6K -$1.56M -110,376 -100%
TRCT
41
Tower Research Capital (TRC)
New York
$5K -$1.79K -122 -26%
BNP Paribas Financial Markets
42
BNP Paribas Financial Markets
France
$4.29K – – –
AIG
43
American International Group
New York
$314 – – –
ARC
44
Absolute Return Capital
Massachusetts
– -$1.05M -72,462 Closed
AI
45
Atria Investments
North Carolina
– -$264K -18,269 Closed
UCFA
46
United Capital Financial Advisors
Texas
– -$168K -11,640 Closed
Bessemer Group
47
Bessemer Group
New Jersey
– -$7K -500 Closed
Barclays
48
Barclays
United Kingdom
– -$1K -67 Closed
1
2