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First Trust Multi Cap Growth AlphaDEX Fund
FAD

Overview Fund Activity

46 hedge funds and large institutions have $55M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
-4
Holders Change %
-8%
% of All Funds
1.02%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
13
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$1.48M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$725K
3
GSWM
Golden State Wealth Management
California
+$627K
4
Jane Street
Jane Street
New York
+$529K
5
Morgan Stanley
Morgan Stanley
New York
+$200K

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$7.07M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.7M
3
DADC
D.A. Davidson & Co
Montana
-$1.52M
4
RFWA
RPg Family Wealth Advisory
Massachusetts
-$1.51M
5
Wells Fargo
Wells Fargo
California
-$1.36M
Name Holding Trade Value Shares
Change 		Shares
Change %
VFA
26
Voya Financial Advisors
Connecticut
$348K +$5.19K +85 +2%
Rockefeller Capital Management
27
Rockefeller Capital Management
New York
$322K +$175K +2,896 +119%
DADC
28
D.A. Davidson & Co
Montana
$272K -$1.52M -25,064 -85%
Carson Wealth (CWM LLC)
29
Carson Wealth (CWM LLC)
Nebraska
$245K – – –
WSTAM
30
Wilbanks Smith & Thomas Asset Management
Virginia
$224K – – –
IAIM
31
International Assets Investment Management
Florida
$217K +$217K +3,588 New
WI
32
Wintrust Investments
Illinois
$200K -$42.3K -700 -17%
ASN
33
Advisory Services Network
Georgia
$64K – – –
CFGS
34
Concourse Financial Group Securities
Alabama
$45K -$7.82K -129 -15%
RFWA
35
RPg Family Wealth Advisory
Massachusetts
$44.8K -$1.51M -24,970 -97%
Fidelity Investments
36
Fidelity Investments
Massachusetts
$36K +$16.4K +274 +84%
GWM
37
Geneos Wealth Management
Colorado
$34K -$1.47K -25 -4%
Citigroup
38
Citigroup
New York
$28K -$12.9K -213 -31%
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$24K – – –
AIC
40
Ameritas Investment Company
Nebraska
$9K +$9K +141 New
BFEC
41
Benjamin F. Edwards & Company
Missouri
$7K – – –
CAC
42
Certified Advisory Corp
Florida
$7K – – –
SPIA
43
Steward Partners Investment Advisory
New York
$2K – – –
NL
44
NWAM LLC
Washington
$1K +$147 +2,428 +17%
SFS
45
Sowell Financial Services
Arkansas
$1K – – –
TI
46
tru Independence
Oregon
$8 – – –
JAWM
47
J. Arnold Wealth Management
Ohio
– -$371K -4,800 Closed
Stifel Financial
48
Stifel Financial
Missouri
– -$225K -2,897 Closed
Ameriprise
49
Ameriprise
Minnesota
– -$201K -2,602 Closed
GWS
50
Glassman Wealth Services
Virginia
– -$156K -2,023 Closed
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