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FAD icon

NWAM LLC’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

NWAM LLC’s Portfolio FAD Stock Details FAD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$445K Sell
2,801
-1,253
-31% -$208K 0.03% 426
2025
Q4 		$688K Buy
4,054
+196
+5% +$31.7K 0.04% 339
2025
Q3 		$630K Hold
3,858
– – 0.03% 367
2025
Q2 		$580K Hold
3,858
– – 0.03% 363
2025
Q1 		$499K Sell
3,858
-8
-0.2% -$1.11K 0.04% 314
2024
Q4 		$534K Sell
3,866
-221
-5% -$31.1K 0.03% 362
2024
Q3 		$546K Buy
+4,087
New +$517K 0.03% 366
2024
Q2 		– Sell
-4,049
Closed -$492K – 276
2024
Q1 		$492K Hold
4,049
– – 0.04% 337
2023
Q4 		$455K Buy
4,049
+1
+0% +$103 0.04% 357
2023
Q3 		$405K Sell
4,048
-42
-1% -$4.4K 0.04% 336
2023
Q2 		$432K Hold
4,090
– – 0.04% 352
2023
Q1 		$401K Buy
4,090
+42
+1% +$4.12K 0.04% 316
2022
Q4 		$384K Sell
4,048
-239
-6% -$23.1K 0.03% 364
2022
Q3 		$384K Buy
4,287
+1
+0% +$98 0.04% 346
2022
Q2 		$397K Buy
4,286
+899
+27% +$90.4K 0.04% 353
2022
Q1 		$380K Buy
3,387
+1,634
+93% +$181K 0.03% 371
2021
Q4 		$220K Buy
+1,753
New +$218K 0.02% 471
2020
Q2 		– Sell
-16,557
Closed -$1K – 424
2020
Q1 		$1K Buy
16,557
+2,428
+17% +$178K 0.03% 153
2019
Q4 		$1.09M Buy
14,129
+2,183
+18% +$163K 0.19% 117
2019
Q3 		$876K Buy
11,946
+895
+8% +$67K 0.16% 131
2019
Q2 		$825K Buy
11,051
+1,227
+12% +$89.2K 0.16% 130
2019
Q1 		$704K Buy
9,824
+91
+0.9% +$6.23K 0.15% 147
2018
Q4 		$597K Buy
+9,733
New +$653K 0.15% 150

Other funds holding FAD

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
PFA
Plotkin Financial Advisors Chevy Chase, Maryland $199M AUM 19.26% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NWAM LLC's FAD Position: Q1 2026 in Review

NWAM LLC reduced its First Trust Multi Cap Growth AlphaDEX Fund (FAD) stake by 31% in Q1 2026, selling an estimated $208K and leaving 2,801 shares worth $445K. The position accounts for 0.03% of the portfolio, ranked #426.

NWAM LLC first reported a position in FAD in Q4 2018 and has held it in 23 quarters since. The position peaked at $1.09M in Q4 2019. 99 funds tracked by Wall St. Rank hold FAD as of Q1 2026.

  • NWAM LLC held 2,801 shares of First Trust Multi Cap Growth AlphaDEX Fund worth $445K as of Q1 2026.
  • NWAM LLC sold 1,253 First Trust Multi Cap Growth AlphaDEX Fund shares in Q1 2026, an estimated $208K.
  • First Trust Multi Cap Growth AlphaDEX Fund made up 0.03% of NWAM LLC's portfolio in Q1 2026, its #426 holding.
  • NWAM LLC first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q4 2018 and has held it in 23 quarters since.
  • NWAM LLC's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $1.09M in Q4 2019.
  • 99 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q1 2026.

Based on NWAM LLC's 13F filing for Q1 2026, filed 4 May 2026.