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FAD icon

NWAM LLC’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

NWAM LLC’s Portfolio FAD Stock Details FAD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$615K Buy
3,074
+273
+10% +$49.7K 0.03% 405
2026
Q1 		$445K Sell
2,801
-1,253
-31% -$208K 0.03% 426
2025
Q4 		$688K Buy
4,054
+196
+5% +$31.7K 0.04% 339
2025
Q3 		$630K Hold
3,858
– – 0.03% 367
2025
Q2 		$580K Hold
3,858
– – 0.03% 363
2025
Q1 		$499K Sell
3,858
-8
-0.2% -$1.11K 0.04% 314
2024
Q4 		$534K Sell
3,866
-221
-5% -$31.1K 0.03% 362
2024
Q3 		$546K Buy
+4,087
New +$517K 0.03% 366
2024
Q2 		– Sell
-4,049
Closed -$492K – 276
2024
Q1 		$492K Hold
4,049
– – 0.04% 337
2023
Q4 		$455K Buy
4,049
+1
+0% +$103 0.04% 357
2023
Q3 		$405K Sell
4,048
-42
-1% -$4.4K 0.04% 336
2023
Q2 		$432K Hold
4,090
– – 0.04% 352
2023
Q1 		$401K Buy
4,090
+42
+1% +$4.12K 0.04% 316
2022
Q4 		$384K Sell
4,048
-239
-6% -$23.1K 0.03% 364
2022
Q3 		$384K Buy
4,287
+1
+0% +$98 0.04% 346
2022
Q2 		$397K Buy
4,286
+899
+27% +$90.4K 0.04% 353
2022
Q1 		$380K Buy
3,387
+1,634
+93% +$181K 0.03% 371
2021
Q4 		$220K Buy
+1,753
New +$218K 0.02% 471
2019
Q4 		$1.09M Buy
14,129
+2,183
+18% +$163K 0.19% 117
2019
Q3 		$876K Buy
11,946
+895
+8% +$67K 0.16% 131
2019
Q2 		$825K Buy
11,051
+1,227
+12% +$89.2K 0.16% 130
2019
Q1 		$704K Buy
9,824
+91
+0.9% +$6.23K 0.15% 147
2018
Q4 		$597K Buy
+9,733
New +$653K 0.15% 150

Other funds holding FAD

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Jones Financial Companies
Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return
VF
Virtu Financial New York $3.18B AUM 65.92% 1-Year Est. Return

NWAM LLC's FAD Position: Q2 2026 in Review

NWAM LLC increased its First Trust Multi Cap Growth AlphaDEX Fund (FAD) stake by 9.7% in Q2 2026, buying an estimated $49.7K and bringing the position to 3,074 shares worth $615K. The position accounts for 0.03% of the portfolio, ranked #405.

NWAM LLC first reported a position in FAD in Q4 2018 and has held it in 23 quarters since. The position peaked at $1.09M in Q4 2019. 111 funds tracked by Wall St. Rank hold FAD as of Q2 2026.

  • NWAM LLC held 3,074 shares of First Trust Multi Cap Growth AlphaDEX Fund worth $615K as of Q2 2026.
  • NWAM LLC bought 273 First Trust Multi Cap Growth AlphaDEX Fund shares in Q2 2026, an estimated $49.7K.
  • First Trust Multi Cap Growth AlphaDEX Fund made up 0.03% of NWAM LLC's portfolio in Q2 2026, its #405 holding.
  • NWAM LLC first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q4 2018 and has held it in 23 quarters since.
  • NWAM LLC's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $1.09M in Q4 2019.
  • 111 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q2 2026.

Based on NWAM LLC's 13F filing for Q2 2026, filed 23 Jul 2026.