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First Trust Multi Cap Growth AlphaDEX Fund
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Overview Fund Activity

46 hedge funds and large institutions have $75.5M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
+4
Holders Change %
+9.52%
% of All Funds
1.01%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
12
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$1.22M
2
FAAS
First Allied Advisory Services
California
+$853K
3
LI
LVZ Inc
Michigan
+$546K
4
Ameriprise
Ameriprise
Minnesota
+$376K
5
LPL Financial
LPL Financial
California
+$326K

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
-$2.42M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$1.59M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$586K
4
MML Investors Services
MML Investors Services
Massachusetts
-$344K
5
Stifel Financial
Stifel Financial
Missouri
-$234K
Name Holding Trade Value Shares
Change 		Shares
Change %
Citadel Advisors
26
Citadel Advisors
Florida
$422K -$2.42M -32,965 -85%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$393K -$56.7K -775 -13%
Ameriprise
28
Ameriprise
Minnesota
$376K +$376K +5,127 New
WSTAM
29
Wilbanks Smith & Thomas Asset Management
Virginia
$271K – – –
CA
30
Cetera Advisors
Colorado
$271K – – –
Carson Wealth (CWM LLC)
31
Carson Wealth (CWM LLC)
Nebraska
$245K – – –
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$236K +$236K +3,209 New
GWS
33
Glassman Wealth Services
Virginia
$148K – – –
Citigroup
34
Citigroup
New York
$50K +$6.94K +94 +16%
GWM
35
Geneos Wealth Management
Colorado
$43K – – –
WAP
36
Wealthcare Advisory Partners
Pennsylvania
$37K – – –
Fifth Third Bancorp
37
Fifth Third Bancorp
Ohio
$29K – – –
SFS
38
Sowell Financial Services
Arkansas
$29K +$29K +396 New
CFA
39
Carroll Financial Associates
North Carolina
$25K +$25K +353 New
Fidelity Investments
40
Fidelity Investments
Massachusetts
$23K +$22.1K +300 +2,500%
CFGS
41
Concourse Financial Group Securities
Alabama
$18K -$47K -634 -72%
AIC
42
Ameritas Investment Company
Nebraska
$10K +$10K +141 New
BFEC
43
Benjamin F. Edwards & Company
Missouri
$9K – – –
CAC
44
Certified Advisory Corp
Florida
$8K +$70 +1 +0.9%
US Bancorp
45
US Bancorp
Minnesota
$7K +$7K +100 New
SPIA
46
Steward Partners Investment Advisory
New York
$2K – – –
MML Investors Services
47
MML Investors Services
Massachusetts
– -$344K -4,608 Closed
KeyBank National Association
48
KeyBank National Association
Ohio
– -$212K -2,839 Closed
RIA
49
Realta Investment Advisors
Delaware
– -$12K -165 Closed
IWA
50
IBEX Wealth Advisors
New Jersey
– -$2K -40 Closed
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