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First Trust Multi Cap Value AlphaDEX Fund
FAB

63 hedge funds and large institutions have $55.4M invested in First Trust Multi Cap Value AlphaDEX Fund in 2025 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 20 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

5% more funds holding

Funds holding: 60 → 63 (+3)

4% more capital invested

Capital invested by funds: $53.4M → $55.4M (+$1.96M)

0.02% less ownership

Funds ownership: 45.31% → 45.3% (-0.02%)

5% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 20

Holders
63
Holders Change
+3
Holders Change %
+5%
% of All Funds
0.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
19
Reduced
20
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$746K
2
Osaic Holdings
Osaic Holdings
Arizona
+$382K
3
VF
Virtu Financial
New York
+$224K
4
GWSG
GPS Wealth Strategies Group
Colorado
+$200K
5
CA
Clearstead Advisors
Ohio
+$198K

Top Sellers

Rank Fund Capital Flow
1
NPAN
Northeast Planning Associates NH
New Hampshire
-$1.72M
2
NS
NBC Securities
Alabama
-$791K
3
LPL Financial
LPL Financial
California
-$409K
4
UBS Group
UBS Group
Switzerland
-$347K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$228K
Name Holding Trade Value Shares
Change 		Change in
Stake
Citadel Advisors
26
Citadel Advisors
Florida
$548K +$15.3K +179 +3%
SWP
27
Stratos Wealth Partners
Ohio
$538K +$1.62K +19 +0.3%
DADC
28
D.A. Davidson & Co
Montana
$506K – – –
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$475K +$26.4K +309 +6%
Truist Financial
30
Truist Financial
North Carolina
$457K +$73.8K +865 +20%
CCA
31
Cottonwood Capital Advisors
Utah
$424K -$256 -3 -0.1%
HA
32
HFG Advisors
Ohio
$357K – – –
PI
33
PFG Investments
New York
$357K +$1.37K +16 +0.4%
Jones Financial Companies
34
Jones Financial Companies
Missouri
$351K +$19.6K +230 +6%
Creative Planning
35
Creative Planning
Kansas
$323K -$23.3K -273 -7%
TWM
36
TCFG Wealth Management
California
$314K -$8.45K -99 -3%
AR
37
Apeiron RIA
Texas
$281K +$341 +4 +0.1%
PSF
38
Pacific Sun Financial
California
$271K – – –
VF
39
Virtu Financial
New York
$229K +$224K +2,629 New
GWSG
40
GPS Wealth Strategies Group
Colorado
$210K +$200K +2,345 +3,608%
CA
41
Clearstead Advisors
Ohio
$202K +$198K +2,317 New
WANY
42
Wealthspire Advisors (New York)
New York
$166K +$162K +1,903 New
AAS
43
Ameritas Advisory Services
Nebraska
$125K +$88.7K +1,039 +268%
GSWM
44
Golden State Wealth Management
California
$86K -$1.02K -12 -1%
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$69.9K -$50.6K -593 -43%
Fidelity Investments
46
Fidelity Investments
Massachusetts
$68.9K – – –
JP Morgan Chase
47
JP Morgan Chase
New York
$61.1K – – –
IA
48
IFP Advisors
Florida
$60.8K – – –
GWM
49
Geneos Wealth Management
Colorado
$54.8K – – –
PFBT
50
Parkside Financial Bank & Trust
Missouri
$52.4K – – –
1
2
3

FAB Hedge Fund Activity: Q3 2025 in Review

63 of the 7,621 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q3 2025, worth a combined $55.4M — up 3.7% from $53.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FAB positions and 2 closed out — a net gain of 3 holders — while 19 added to existing stakes and 20 trimmed.

The largest buyer was Rockefeller Capital Management, opening a new position worth an estimated $746K. The largest seller was Northeast Planning Associates NH, exiting entirely with an estimated $1.72M sold.

  • 63 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q3 2025, up from 60 in Q2 2025.
  • Funds reported $55.4M of First Trust Multi Cap Value AlphaDEX Fund stock for Q3 2025, up 3.7% quarter-over-quarter.
  • 5 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q3 2025 and 2 closed out, a net change of +3 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q3 2025 was Rockefeller Capital Management, an estimated $746K added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q3 2025 was Northeast Planning Associates NH, an estimated $1.72M sold.

Based on aggregated 13F filings for Q3 2025.