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First Trust Multi Cap Value AlphaDEX Fund
FAB

Overview Fund Activity

54 hedge funds and large institutions have $93.4M invested in First Trust Multi Cap Value AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 19 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
54
Holders Change
-4
Holders Change %
-6.9%
% of All Funds
0.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
19
Reduced
21
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$4.42M
2
Osaic Holdings
Osaic Holdings
Arizona
+$4.4M
3
VF
Virtu Financial
New York
+$617K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$215K
5
FAIM
Financial Advocates Investment Management
Washington
+$176K

Top Sellers

1
DADC
D.A. Davidson & Co
Montana
-$1.88M
2
LPL Financial
LPL Financial
California
-$1.74M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.68M
4
Rockefeller Capital Management
Rockefeller Capital Management
New York
-$760K
5
Goldman Sachs
Goldman Sachs
New York
-$408K
Name Holding Trade Value Shares
Change 		Shares
Change %
NS
26
NBC Securities
Alabama
$519K +$519K +7,462 New
MC
27
Moors & Cabot
Massachusetts
$513K +$101K +1,444 +24%
AWE
28
Avidian Wealth Enterprises
Texas
$490K +$2.02K +29 +0.4%
UBS Group
29
UBS Group
Switzerland
$452K -$284K -4,075 -39%
SWP
30
Stratos Wealth Partners
Ohio
$396K +$124K +1,783 +46%
CCA
31
Cottonwood Capital Advisors
Utah
$383K -$27.2K -390 -7%
AR
32
Apeiron RIA
Texas
$353K -$2.93K -42 -0.8%
CA
33
Cetera Advisors
Colorado
$322K -$10.3K -148 -3%
E
34
ETFidea
New York
$294K – – –
HA
35
HFG Advisors
Ohio
$285K – – –
PSF
36
Pacific Sun Financial
California
$284K -$8.36K -120 -3%
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$270K -$46.4K -666 -15%
HI
38
Harbour Investments
Wisconsin
$265K -$13.7K -197 -5%
KIG
39
Kowal Investment Group
Wisconsin
$260K +$1.67K +24 +0.6%
NA
40
NewEdge Advisors
Louisiana
$219K -$906 -13 -0.4%
WSTAM
41
Wilbanks Smith & Thomas Asset Management
Virginia
$203K – – –
CFGS
42
Concourse Financial Group Securities
Alabama
$172K -$15.7K -225 -8%
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$72.6K +$766 +11 +1%
IA
44
IFP Advisors
Florida
$48.6K – – –
Comerica Bank
45
Comerica Bank
Texas
$47.7K +$47.7K +684 New
PFBT
46
Parkside Financial Bank & Trust
Missouri
$41.8K +$41.8K +600 New
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$32.7K – – –
JPMorgan Chase & Co
48
JPMorgan Chase & Co
New York
$26K – – –
GWM
49
Geneos Wealth Management
Colorado
$17.1K +$7.66K +110 +81%
SWM
50
Spire Wealth Management
Virginia
$11.4K – – –
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