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First Trust Multi Cap Value AlphaDEX Fund
FAB

Overview Fund Activity

44 hedge funds and large institutions have $50.6M invested in First Trust Multi Cap Value AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
13
Reduced
17
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$7.05M
2
Wells Fargo
Wells Fargo
California
$2.05M
3
FHC
First Heartland Consultants
Missouri
$695K
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
$458K
5
Ameriprise
Ameriprise
Minnesota
$595K

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
$1.72M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$407K
3
DADC
D.A. Davidson & Co
Montana
$3.01M
4
Citadel Advisors
Citadel Advisors
Florida
$0
5
Jane Street
Jane Street
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
JPMorgan Chase & Co
26
JPMorgan Chase & Co
New York
$407K -$2.06M -40,617 -83%
RWMH
27
Riverpoint Wealth Management Holdings
Illinois
$298K +$298K +5,858 New
Stifel Financial
28
Stifel Financial
Missouri
$269K +$1.87K +37 +0.7%
VKH
29
Virtu KCG Holdings
New York
$250K -$352K -6,964 -58%
WA
30
WFG Advisors
Texas
$233K -$19.2K -380 -8%
AA
31
Ancora Advisors
Ohio
$176K +$176K +3,481 New
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$171K +$151 +3 +0.1%
Citigroup
33
Citigroup
New York
$164K -$33.1K -655 -17%
BFEC
34
Benjamin F. Edwards & Company
Missouri
$150K +$150K +2,967 New
IA
35
IFP Advisors
Florida
$56K +$9.04K +178 +19%
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$50K +$50K +1,000 New
AG
37
Advisor Group
Arizona
$41K – – –
MFS
38
MSI Financial Services
Massachusetts
$41K +$2.41K +48 +6%
US Bancorp
39
US Bancorp
Minnesota
$33K – – –
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$32K +$32K +628 New
WEC
41
Winslow Evans & Crocker
Massachusetts
$20.2K – – –
Creative Planning
42
Creative Planning
Kansas
$15K +$15K +300 New
BIG
43
Bellwether Investment Group
Tennessee
$3K +$3K +67 New
Citadel Advisors
44
Citadel Advisors
Florida
– -$1.36M -29,778 Closed
Jane Street
45
Jane Street
New York
– -$1.25M -27,466 Closed
BRWA
46
B. Riley Wealth Advisors
Florida
– -$287K -6,301 Closed
BAM
47
Bruderman Asset Management
New York
– -$32K -692 Closed
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