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First Trust Multi Cap Value AlphaDEX Fund

44 hedge funds and large institutions have $50.6M invested in First Trust Multi Cap Value AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

5% more funds holding

Funds holding: 4244 (+2)

2.04% more ownership

Funds ownership: 42.45%44.49% (+2%)

3% more capital invested

Capital invested by funds: $49.3M → $50.6M (+$1.25M)

24% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 17

Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
1.1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
13
Reduced
17
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$407K -$1.94M -40,617 -83%
RWMH
27
Riverpoint Wealth Management Holdings
Illinois
$298K +$280K +5,858 New
Stifel Financial
28
Stifel Financial
Missouri
$269K +$1.77K +37 +0.7%
VKH
29
Virtu KCG Holdings
New York
$250K -$333K -6,964 -58%
WA
30
WFG Advisors
Texas
$233K -$18.2K -380 -8%
AA
31
Ancora Advisors
Ohio
$176K +$167K +3,481 New
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$171K +$144 +3 +0.1%
Citigroup
33
Citigroup
New York
$164K -$31.4K -655 -17%
BFEC
34
Benjamin F. Edwards & Company
Missouri
$150K +$142K +2,967 New
IA
35
IFP Advisors
Florida
$56K +$8.52K +178 +19%
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$50K +$47.9K +1,000 New
AG
37
Advisor Group
Arizona
$41K
MFS
38
MSI Financial Services
Massachusetts
$41K +$2.3K +48 +6%
US Bancorp
39
US Bancorp
Minnesota
$33K
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$32K +$30.1K +628 New
WEC
41
Winslow Evans & Crocker
Massachusetts
$20.2K
Creative Planning
42
Creative Planning
Kansas
$15K +$14.4K +300 New
BIG
43
Bellwether Investment Group
Tennessee
$3K +$3.21K +67 New
Citadel Advisors
44
Citadel Advisors
Florida
-$1.36M -29,778 Closed
Jane Street
45
Jane Street
New York
-$1.25M -27,466 Closed
BRWA
46
B. Riley Wealth Advisors
Florida
-$287K -6,301 Closed
BAM
47
Bruderman Asset Management
New York
-$32K -692 Closed

FAB Hedge Fund Activity: Q4 2016 in Review

44 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q4 2016, worth a combined $50.6M — up 2.5% from $49.3M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FAB positions and 5 closed out — a net gain of 4 holders — while 13 added to existing stakes and 17 trimmed.

The largest buyer was Bank of America, adding an estimated $3.79M. The largest seller was Goldman Sachs, cutting an estimated $2.31M.

  • 44 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q4 2016, up from 42 in Q3 2016.
  • Funds reported $50.6M of First Trust Multi Cap Value AlphaDEX Fund stock for Q4 2016, up 2.5% quarter-over-quarter.
  • 9 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q4 2016 and 5 closed out, a net change of +4 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q4 2016 was Bank of America, an estimated $3.79M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q4 2016 was Goldman Sachs, an estimated $2.31M sold.

Based on aggregated 13F filings for Q4 2016.