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First Trust Multi Cap Value AlphaDEX Fund
FAB

Overview Fund Activity

40 hedge funds and large institutions have $63.2M invested in First Trust Multi Cap Value AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
+1
Holders Change %
+2.56%
% of All Funds
1.05%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
13
Reduced
15
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
$7.52M
2
Jane Street
Jane Street
New York
$5.35M
3
CS
Credit Suisse
Switzerland
$4.65M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$2.86M
5
Wells Fargo
Wells Fargo
California
$2.82M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$6.49M
2
AIG
American International Group
New York
$24K
3
PAS
Partnervest Advisory Services
California
$0
4
Citadel Advisors
Citadel Advisors
Florida
$0
5
UBS Group
UBS Group
Switzerland
$7.13M
Name Holding Trade Value Shares
Change 		Shares
Change %
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$196K +$42.4K +1,040 +28%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$175K -$29.2K -716 -14%
WA
28
WFG Advisors
Texas
$162K +$6.82K +167 +4%
Citigroup
29
Citigroup
New York
$155K +$32.2K +789 +26%
DADC
30
D.A. Davidson & Co
Montana
$111K – – –
TRCT
31
Tower Research Capital (TRC)
New York
$50K +$50K +1,228 New
IA
32
IFP Advisors
Florida
$49K +$49K +1,211 New
Northwestern Mutual Wealth Management
33
Northwestern Mutual Wealth Management
Wisconsin
$41K – – –
MFS
34
MSI Financial Services
Massachusetts
$40K +$40K +970 New
US Bancorp
35
US Bancorp
Minnesota
$27K +$27K +651 New
Fifth Third Bancorp
36
Fifth Third Bancorp
Ohio
$26K – – –
AIG
37
American International Group
New York
$24K -$1.11M -27,350 -98%
WEC
38
Winslow Evans & Crocker
Massachusetts
$16.3K – – –
WP
39
WealthPLAN Partners
Nebraska
$10.4K +$10.4K +256 New
PAS
40
Partnervest Advisory Services
California
– -$809K -19,873 Closed
Citadel Advisors
41
Citadel Advisors
Florida
– -$595K -14,609 Closed
PFS
42
Prospera Financial Services
Texas
– -$420K -10,330 Closed
AFWA
43
Ancora Family Wealth Advisors
Ohio
– -$263K -6,465 Closed
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