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ECF

Ellsworth Growth & Income Fund
ECF

38 hedge funds and large institutions have $65.4M invested in Ellsworth Growth & Income Fund in 2020 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

21% more capital invested

Capital invested by funds: $53.9M → $65.4M (+$11.6M)

17% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 12

12% more funds holding

Funds holding: 34 → 38 (+4)

0.4% more ownership

Funds ownership: 35.31% → 35.71% (+0.4%)

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
14
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$859K
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$713K
3
Ameriprise
Ameriprise
Minnesota
+$605K
4
LCM
Landscape Capital Management
New Jersey
+$572K
5
Stifel Financial
Stifel Financial
Missouri
+$348K

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$2.36M
2
SFS
Shaker Financial Services
Virginia
-$483K
3
WAM
Wolverine Asset Management
Illinois
-$256K
4
GC
Guggenheim Capital
Illinois
-$206K
5
CRC
Curi RMB Capital
Illinois
-$181K
Name Holding Trade Value Shares
Change 		Change in
Stake
DJYG
26
David J. Yvars Group
Florida
$245K +$222K +17,655 New
MIC
27
Meridian Investment Counsel
California
$237K -$69.2K -5,500 -24%
LJAC
28
L.J. Altfest & Co
New York
$228K -$8.32K -661 -4%
FIA
29
Foundations Investment Advisors
Arizona
$218K +$65.4K +5,199 +52%
OPA
30
Old Port Advisors
Maine
$189K +$175K +13,865 New
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$166K – – –
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$141K +$128K +10,157 New
Osaic Holdings
33
Osaic Holdings
Arizona
$82K -$14K -1,116 -16%
FIA
34
FNY Investment Advisers
New York
$30K +$27.7K +2,200 New
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$28K +$25.2K +2,000 New
Bank of America
36
Bank of America
North Carolina
$4K -$93.8K -7,450 -96%
AWM
37
Avior Wealth Management
Nebraska
$1K – – –
Fifth Third Bancorp
38
Fifth Third Bancorp
Ohio
$1K +$1.07K +85 New
SFS
39
Shaker Financial Services
Virginia
– -$483K -41,834 Closed
WAM
40
Wolverine Asset Management
Illinois
– -$256K -22,228 Closed
CRC
41
Curi RMB Capital
Illinois
– -$181K -15,673 Closed
1
2

ECF Hedge Fund Activity: Q4 2020 in Review

38 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Ellsworth Growth & Income Fund (ECF) for Q4 2020, worth a combined $65.4M — up 21% from $53.9M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new ECF positions and 3 closed out — a net gain of 4 holders — while 14 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $859K. The largest seller was Wells Fargo, cutting an estimated $2.36M.

  • 38 institutional investors held Ellsworth Growth & Income Fund (ECF) as of Q4 2020, up from 34 in Q3 2020.
  • Funds reported $65.4M of Ellsworth Growth & Income Fund stock for Q4 2020, up 21% quarter-over-quarter.
  • 7 funds opened new Ellsworth Growth & Income Fund positions in Q4 2020 and 3 closed out, a net change of +4 holders.
  • The largest Ellsworth Growth & Income Fund buyer in Q4 2020 was Morgan Stanley, an estimated $859K added.
  • The largest Ellsworth Growth & Income Fund seller in Q4 2020 was Wells Fargo, an estimated $2.36M sold.

Based on aggregated 13F filings for Q4 2020.