FNY Investment Advisers’s Ellsworth Growth & Income Fund ECF Stock Holding History

FNY Investment Advisers’s Portfolio ECF Stock Details ECF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-2,500	Closed	-$33K	–	616
2021 Q3	$33K	Buy	+2,500	New	+$36.3K	0.02%	423
2021 Q1	–	Sell	-2,200	Closed	-$30K	–	840
2020 Q4	$30K	Buy	+2,200	New	+$27.7K	0.01%	468
2019 Q4	–	Sell	-2,498	Closed	-$26K	–	875
2019 Q3	$26K	Buy	+2,498	New	+$26.6K	0.01%	475

Other funds holding ECF

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

9WM

9258 Wealth Management Blue Ash, Ohio $677M AUM 39.46% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

OPA

Old Port Advisors Portland, Maine $508M AUM 50.99% 1-Year Est. Return

FNY Investment Advisers's ECF Position: Q4 2021 in Review

FNY Investment Advisers sold out of Ellsworth Growth & Income Fund (ECF) in Q4 2021, closing a stake of 2,500 shares — an estimated $33K sold.

FNY Investment Advisers first reported a position in ECF in Q3 2019 and held it in 3 quarters. The position peaked at $33K in Q3 2021. 50 funds tracked by Wall St. Rank hold ECF as of Q4 2021.

FNY Investment Advisers reported no remaining Ellsworth Growth & Income Fund position as of Q4 2021 after selling out during the quarter.
FNY Investment Advisers sold 2,500 Ellsworth Growth & Income Fund shares in Q4 2021, an estimated $33K.
FNY Investment Advisers first reported a position in Ellsworth Growth & Income Fund in Q3 2019 and held it in 3 quarters.
FNY Investment Advisers's Ellsworth Growth & Income Fund position peaked at $33K in Q3 2021.
50 funds tracked by Wall St. Rank held Ellsworth Growth & Income Fund as of Q4 2021.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.