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DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Delisted

DUC was delisted on the 5th of March, 2021.

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41 hedge funds and large institutions have $123M invested in Duff & Phelps Utility & Corporate Bond Trust in 2018 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 7

4% more capital invested

Capital invested by funds: $119M → $123M (+$4.29M)

2% less funds holding

Funds holding: 42 → 41 (-1)

13% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 8

Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
0.91%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
13
Reduced
7
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$3.63M
2
KIM
Karpus Investment Management
New York
+$2.05M
3
1CP
1607 Capital Partners
Virginia
+$1.31M
4
IA
Icon Advisers
Colorado
+$1.18M
5
BI
Bulldog Investors
New Jersey
+$717K

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$2.67M
2
SFS
Shaker Financial Services
Virginia
-$633K
3
Bank of America
Bank of America
North Carolina
-$212K
4
CWM
Cornerstone Wealth Management
Missouri
-$211K
5
TSS
Two Sigma Securities
New York
-$113K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
26
Raymond James & Associates
Florida
$83K +$82.3K +10,052 New
SWM
27
SeaCrest Wealth Management
New York
$35K – – –
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$34K – – –
MSFP
29
Mark Sheptoff Financial Planning
Connecticut
$33K – – –
WB
30
Webster Bank
Connecticut
$24K – – –
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$24K +$115 +14 +0.5%
HNB
32
Huntington National Bank
Ohio
$18K – – –
SBL
33
Sargent Bickham Lagudis
Colorado
$16K – – –
US Bancorp
34
US Bancorp
Minnesota
$12K – – –
RFA
35
Reilly Financial Advisors
California
$11K – – –
RCAG
36
Rehmann Capital Advisory Group
Michigan
$9.31K -$8.15K -995 -47%
AIC
37
Ameritas Investment Company
Nebraska
$8K +$8.19K +1,000 New
QCIG
38
Quad-Cities Investment Group
Iowa
$7K – – –
AG
39
Advisor Group
Arizona
$4K – – –
FHA
40
Flagship Harbor Advisors
Massachusetts
$2K – – –
GWM
41
Geneos Wealth Management
Colorado
$2K – – –
Invesco
42
Invesco
Georgia
– -$2.67M -318,533 Closed
SFS
43
Shaker Financial Services
Virginia
– -$633K -75,390 Closed
TSS
44
Two Sigma Securities
New York
– -$113K -13,482 Closed
SG Americas Securities
45
SG Americas Securities
New York
– -$103K -12,316 Closed
Citigroup
46
Citigroup
New York
– -$21K -2,485 Closed
CWM
47
Cornerstone Wealth Management
Missouri
– -$211K -1,945 Closed
GP
48
Girard Partners
Pennsylvania
– -$13K -1,600 Closed
AWM
49
Aevitas Wealth Management
Massachusetts
– -$1K -150 Closed
RCG
50
Ruggie Capital Group
Florida
– +$33 +4 New
1
2

DUC Hedge Fund Activity: Q4 2018 in Review

41 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q4 2018, worth a combined $123M — up 3.6% from $119M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of DUC and 7 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 13 added.

The largest buyer was Wells Fargo, adding an estimated $3.63M. The largest seller was Invesco, exiting entirely with an estimated $2.67M sold.

  • 41 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q4 2018, down from 42 in Q3 2018.
  • Funds reported $123M of Duff & Phelps Utility & Corporate Bond Trust stock for Q4 2018, up 3.6% quarter-over-quarter.
  • 7 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q4 2018 and 8 closed out, a net change of -1 holder.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q4 2018 was Wells Fargo, an estimated $3.63M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q4 2018 was Invesco, an estimated $2.67M sold.

Based on aggregated 13F filings for Q4 2018.