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DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Delisted

DUC was delisted on the 5th of March, 2021.

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34 hedge funds and large institutions have $95.7M invested in Duff & Phelps Utility & Corporate Bond Trust in 2017 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more capital invested

Capital invested by funds: $93.1M → $95.7M (+$2.63M)

13% less funds holding

Funds holding: 39 → 34 (-5)

18% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 11

71% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 7

Holders
34
Holders Change
-5
Holders Change %
-12.82%
% of All Funds
0.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
9
Reduced
11
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$2.61M
2
SIA
Sit Investment Associates
Minnesota
+$1.36M
3
LCM
Laurion Capital Management
New York
+$299K
4
GC
Guggenheim Capital
Illinois
+$142K
5
Truist Financial
Truist Financial
North Carolina
+$138K

Top Sellers

Rank Fund Capital Flow
1
KIM
Karpus Investment Management
New York
-$997K
2
SFS
Shaker Financial Services
Virginia
-$568K
3
1CP
1607 Capital Partners
Virginia
-$388K
4
WAM
Wolverine Asset Management
Illinois
-$217K
5
RJA
Raymond James & Associates
Florida
-$94K
Name Holding Trade Value Shares
Change 		Change in
Stake
IA
26
IFP Advisors
Florida
$34K +$794 +86 +2%
WB
27
Webster Bank
Connecticut
$28K – – –
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$27K -$7.12K -772 -20%
SBL
29
Sargent Bickham Lagudis
Colorado
$18K – – –
US Bancorp
30
US Bancorp
Minnesota
$13K – – –
RFA
31
Reilly Financial Advisors
California
$12K – – –
AG
32
Advisor Group
Arizona
$9K – – –
NSIM
33
North Star Investment Management
Illinois
$7K – – –
HNB
34
Huntington National Bank
Ohio
$5K – – –
GWM
35
Geneos Wealth Management
Colorado
$2K – – –
WAM
36
Wolverine Asset Management
Illinois
– -$217K -23,665 Closed
RJA
37
Raymond James & Associates
Florida
– -$94K -10,240 Closed
SG Americas Securities
38
SG Americas Securities
New York
– -$94K -10,204 Closed
BC
39
Bartlett & Co
Ohio
– -$25K -2,750 Closed
MA
40
MCF Advisors
Kentucky
– -$7K -809 Closed
Creative Planning
41
Creative Planning
Kansas
– -$5K -494 Closed
SIA
42
SeaBridge Investment Advisors
New Jersey
– -$1K -120 Closed
1
2

DUC Hedge Fund Activity: Q3 2017 in Review

34 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q3 2017, worth a combined $95.7M — up 2.8% from $93.1M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of DUC and 2 opened new positions — a net loss of 5 holders — while 11 trimmed existing stakes and 9 added.

The largest buyer was Wells Fargo, adding an estimated $2.61M. The largest seller was Karpus Investment Management, cutting an estimated $997K.

  • 34 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q3 2017, down from 39 in Q2 2017.
  • Funds reported $95.7M of Duff & Phelps Utility & Corporate Bond Trust stock for Q3 2017, up 2.8% quarter-over-quarter.
  • 2 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q3 2017 and 7 closed out, a net change of -5 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q3 2017 was Wells Fargo, an estimated $2.61M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q3 2017 was Karpus Investment Management, an estimated $997K sold.

Based on aggregated 13F filings for Q3 2017.