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DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Delisted

DUC was delisted on the 5th of March, 2021.

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39 hedge funds and large institutions have $93.1M invested in Duff & Phelps Utility & Corporate Bond Trust in 2017 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

3% more funds holding

Funds holding: 38 → 39 (+1)

2% more capital invested

Capital invested by funds: $91.5M → $93.1M (+$1.53M)

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

Holders
39
Holders Change
+1
Holders Change %
+2.63%
% of All Funds
0.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
13
Reduced
14
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
+$1.24M
2
Wells Fargo
Wells Fargo
California
+$874K
3
SIA
Sit Investment Associates
Minnesota
+$375K
4
WAM
Wolverine Asset Management
Illinois
+$145K
5
GC
Guggenheim Capital
Illinois
+$134K

Top Sellers

Rank Fund Capital Flow
1
LCM
Laurion Capital Management
New York
-$354K
2
KIM
Karpus Investment Management
New York
-$324K
3
PCP
Proficio Capital Partners
Massachusetts
-$260K
4
1CP
1607 Capital Partners
Virginia
-$142K
5
Morgan Stanley
Morgan Stanley
New York
-$96.9K
Name Holding Trade Value Shares
Change 		Change in
Stake
MSFP
26
Mark Sheptoff Financial Planning
Connecticut
$36K -$9 -1 -0%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$34K -$27.6K -2,989 -44%
IA
28
IFP Advisors
Florida
$33K +$13.5K +1,459 +67%
WB
29
Webster Bank
Connecticut
$28K – – –
BC
30
Bartlett & Co
Ohio
$25K – – –
SBL
31
Sargent Bickham Lagudis
Colorado
$17K – – –
US Bancorp
32
US Bancorp
Minnesota
$13K – – –
RFA
33
Reilly Financial Advisors
California
$12K – – –
AG
34
Advisor Group
Arizona
$9K – – –
NSIM
35
North Star Investment Management
Illinois
$7K – – –
MA
36
MCF Advisors
Kentucky
$7K +$7.48K +809 New
HNB
37
Huntington National Bank
Ohio
$5K – – –
Creative Planning
38
Creative Planning
Kansas
$5K +$4.57K +494 New
GWM
39
Geneos Wealth Management
Colorado
$2K +$231 +25 +10%
SIA
40
SeaBridge Investment Advisors
New Jersey
$1K – – –
LCM
41
Laurion Capital Management
New York
– -$354K -38,455 Closed
HCA
42
Harbour Capital Advisors
Virginia
– -$6.91K -750 Closed
TRCT
43
Tower Research Capital (TRC)
New York
– -$3K -363 Closed
1
2

DUC Hedge Fund Activity: Q2 2017 in Review

39 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q2 2017, worth a combined $93.1M — up 1.7% from $91.5M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new DUC positions and 3 closed out — a net gain of 1 holder — while 13 added to existing stakes and 14 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $1.24M. The largest seller was Laurion Capital Management, exiting entirely with an estimated $354K sold.

  • 39 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q2 2017, up from 38 in Q1 2017.
  • Funds reported $93.1M of Duff & Phelps Utility & Corporate Bond Trust stock for Q2 2017, up 1.7% quarter-over-quarter.
  • 4 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q2 2017 and 3 closed out, a net change of +1 holder.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q2 2017 was Shaker Financial Services, an estimated $1.24M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q2 2017 was Laurion Capital Management, an estimated $354K sold.

Based on aggregated 13F filings for Q2 2017.