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DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Delisted

DUC was delisted on the 5th of March, 2021.

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36 hedge funds and large institutions have $92.8M invested in Duff & Phelps Utility & Corporate Bond Trust in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more capital invested

Capital invested by funds: $90.1M → $92.8M (+$2.74M)

0% more funds holding

Funds holding: 36 → 36 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

43% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 14

Holders
36
Holders Change
–
Holders Change %
0%
% of All Funds
0.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
8
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$5.56M
2
1CP
1607 Capital Partners
Virginia
+$2.19M
3
Fiera Capital (Canada)
Fiera Capital (Canada)
Quebec, Canada
+$824K
4
Invesco
Invesco
Georgia
+$405K
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$55.3K

Top Sellers

Rank Fund Capital Flow
1
SIA
SeaBridge Investment Advisors
New Jersey
-$1.55M
2
KIM
Karpus Investment Management
New York
-$638K
3
SFS
Shaker Financial Services
Virginia
-$621K
4
Bank of America
Bank of America
North Carolina
-$159K
5
Morgan Stanley
Morgan Stanley
New York
-$126K
Name Holding Trade Value Shares
Change 		Change in
Stake
BC
26
Bartlett & Co
Ohio
$26K – – –
IA
27
IFP Advisors
Florida
$20K – – –
SBL
28
Sargent Bickham Lagudis
Colorado
$18K – – –
US Bancorp
29
US Bancorp
Minnesota
$13K – – –
RFA
30
Reilly Financial Advisors
California
$12K – – –
AG
31
Advisor Group
Arizona
$10K – – –
NSIM
32
North Star Investment Management
Illinois
$7K – – –
TRCT
33
Tower Research Capital (TRC)
New York
$3K -$3.27K -350 -50%
GWM
34
Geneos Wealth Management
Colorado
$2K – – –
KT
35
Kanaly Trust
Texas
$2K +$1.55K +166 New
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$2K +$1.87K +200 New
SIA
37
SeaBridge Investment Advisors
New Jersey
– -$1.55M -158,370 Closed
SFS
38
Shaker Financial Services
Virginia
– -$621K -63,560 Closed
WCM
39
Windsor Capital Management
Arizona
– -$112K -11,509 Closed
SPC
40
Sigma Planning Corp
Michigan
– -$102K -10,400 Closed
1
2

DUC Hedge Fund Activity: Q4 2016 in Review

36 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q4 2016, worth a combined $92.8M — up 3% from $90.1M a quarter earlier.

Fund positioning in DUC was balanced in Q4 2016: 4 funds opened new positions, 4 closed out, 8 added to existing stakes and 14 trimmed.

The largest buyer was Wells Fargo, adding an estimated $5.56M. The largest seller was SeaBridge Investment Advisors, exiting entirely with an estimated $1.55M sold.

  • 36 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q4 2016, unchanged from Q3 2016.
  • Funds reported $92.8M of Duff & Phelps Utility & Corporate Bond Trust stock for Q4 2016, up 3% quarter-over-quarter.
  • 4 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q4 2016 and 4 closed out, a net change of 0 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q4 2016 was Wells Fargo, an estimated $5.56M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q4 2016 was SeaBridge Investment Advisors, an estimated $1.55M sold.

Based on aggregated 13F filings for Q4 2016.