SPC
DUC

Sigma Planning Corp’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Sigma Planning Corp’s Portfolio DUC Stock Details DUC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-10,400
Closed -$102K – 816
2016
Q3 		$102K Buy
+10,400
New +$101K 0.01% 709

Other funds holding DUC

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Fiera Capital (Canada)
Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Sigma Planning Corp's DUC Position: Q4 2016 in Review

Sigma Planning Corp sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q4 2016, closing a stake of 10,400 shares — an estimated $102K sold.

Sigma Planning Corp first reported a position in DUC in Q3 2016 and held it in 1 quarter. The position peaked at $102K in Q3 2016. 36 funds tracked by Wall St. Rank hold DUC as of Q4 2016.

  • Sigma Planning Corp reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q4 2016 after selling out during the quarter.
  • Sigma Planning Corp sold 10,400 Duff & Phelps Utility & Corporate Bond Trust shares in Q4 2016, an estimated $102K.
  • Sigma Planning Corp first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q3 2016 and held it in 1 quarter.
  • Sigma Planning Corp's Duff & Phelps Utility & Corporate Bond Trust position peaked at $102K in Q3 2016.
  • 36 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q4 2016.

Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.