DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

54 hedge funds and large institutions have $60.8M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2019 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 7 closing their positions.

Holders
54
Holders Change
+2
Holders Change %
+3.85%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
20
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$8.32M
2
LWS
2
Lucia Wealth Services
California
$4.15M
3
Ameriprise
3
Ameriprise
Minnesota
$1.21M
4
Stifel Financial
4
Stifel Financial
Missouri
$412K
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$1.8M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
Invesco
2
Invesco
Georgia
$4M
3
CRC
3
Curi RMB Capital
Illinois
$0
4
WAM
4
Weiss Asset Management
Massachusetts
$0
5
Wells Fargo
5
Wells Fargo
California
$4.09M
Name Market Value Shares Shares
Change 		Shares
Change %
MFG
26
Merit Financial Group
Georgia
$387K 16,298 +152 +0.9%
MWM
27
Meridian Wealth Management
Kentucky
$362K 15,244 +2,078 +16%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$357K 15,050 +15,050 New
AF
29
Advisornet Financial
Minnesota
$348K 14,645 +500 +4%
Fiera Capital (Canada)
30
Fiera Capital (Canada)
Quebec, Canada
$248K 10,454 -2,704 -21%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$242K 10,150 – –
GSWM
32
Golden State Wealth Management
California
$235K 9,884 +9,884 New
Bank of America
33
Bank of America
North Carolina
$194K 8,158 -5,086 -38%
CFB
34
Cullen/Frost Bankers
Texas
$126K 5,290 +5,290 New
SMFS
35
Squar Milner Financial Services
California
$123K 5,200 +5,200 New
AG
36
Advisor Group
Arizona
$92K 3,825 +2,011 +111%
SWM
37
SeaCrest Wealth Management
New York
$87K 3,665 -1,951 -35%
GWM
38
Geneos Wealth Management
Colorado
$58K 2,445 – –
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$58K 2,440 +2,440 New
FHB
40
First Hawaiian Bank
Hawaii
$55K 2,311 – –
FMP
41
Financial Management Professionals
Texas
$51K 2,150 – –
Citigroup
42
Citigroup
New York
$48K 2,029 +1,029 +103%
Carson Wealth (CWM LLC)
43
Carson Wealth (CWM LLC)
Nebraska
$45K 1,545 +1,545 New
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$44K 1,862 +19 +1%
NFG
45
Next Financial Group
Texas
$40K 1,675 -1,500 -47%
NFH
46
NEXT Financial Holdings
Texas
$40K 1,675 +1,675 New
AIM
47
Advantage Investment Management
Iowa
$38K 1,600 -25 -2%
PFGIA
48
Patriot Financial Group Insurance Agency
Massachusetts
$36K 1,500 – –
CF
49
Centaurus Financial
California
$29.1K 691 -123 -15%
TJHA
50
Thomas J. Herzfeld Advisors
Florida
$19K 801 -6,261 -89%
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