Golden State Wealth Management’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Golden State Wealth Management’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$86K	Buy	4,283 +75	+2%	+$1.59K	0.01%	555
2025 Q4	$87.5K	Buy	4,208 +77	+2%	+$1.64K	0.01%	551
2025 Q3	$89.4K	Buy	4,131 +67	+2%	+$1.41K	0.01%	536
2025 Q2	$83.4K	Buy	4,064 +68	+2%	+$1.35K	0.01%	533
2025 Q1	$80.9K	Buy	3,996 +65	+2%	+$1.33K	0.01%	492
2024 Q4	$78.4K	Buy	+3,931	New	+$80.9K	0.01%	476
2021 Q4	–	Sell	-7,076	Closed	-$204K	–	366
2021 Q3	$204K	Sell	7,076 -130	-2%	-$3.82K	0.04%	291
2021 Q2	$211K	Buy	7,206 +70	+1%	+$2.1K	0.05%	280
2021 Q1	$214K	Buy	7,136 +69	+1%	+$2.02K	0.07%	190
2020 Q4	$205K	Buy	7,067 +69	+1%	+$1.94K	0.06%	232
2020 Q3	$191K	Sell	6,998 -1,381	-16%	-$36.1K	0.06%	197
2020 Q2	$204K	Buy	8,379 +80	+1%	+$1.91K	0.07%	178
2020 Q1	$168K	Buy	+8,299	New	+$208K	0.07%	175
2019 Q4	–	Sell	-10,062	Closed	-$263K	–	242
2019 Q3	$263K	Buy	10,062 +88	+0.9%	+$2.25K	0.09%	171
2019 Q2	$249K	Buy	9,974 +90	+0.9%	+$2.19K	0.08%	196
2019 Q1	$235K	Buy	+9,884	New	+$226K	0.08%	205

Other funds holding DFP

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Golden State Wealth Management's DFP Position: Q1 2026 in Review

Golden State Wealth Management increased its Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) stake by 1.8% in Q1 2026, buying an estimated $1.59K and bringing the position to 4,283 shares worth $86K. The position accounts for 0.01% of the portfolio, ranked #555.

Golden State Wealth Management first reported a position in DFP in Q1 2019 and has held it in 16 quarters since. The position peaked at $263K in Q3 2019. 79 funds tracked by Wall St. Rank hold DFP as of Q1 2026.

Golden State Wealth Management held 4,283 shares of Flaherty & Crumrine Dynamic Preferred and Income Fund worth $86K as of Q1 2026.
Golden State Wealth Management bought 75 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q1 2026, an estimated $1.59K.
Flaherty & Crumrine Dynamic Preferred and Income Fund made up 0.01% of Golden State Wealth Management's portfolio in Q1 2026, its #555 holding.
Golden State Wealth Management first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q1 2019 and has held it in 16 quarters since.
Golden State Wealth Management's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $263K in Q3 2019.
79 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q1 2026.

Based on Golden State Wealth Management's 13F filing for Q1 2026, filed 28 Apr 2026.