DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

37 hedge funds and large institutions have $68M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2016 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 15 reducing their positions, and 4 closing their positions.

Holders
37
Holders Change
-1
Holders Change %
-2.63%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
11
Reduced
15
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MGAM
1
McGowan Group Asset Management
Texas
$8.59M
2
Cohen & Steers
2
Cohen & Steers
New York
$5.04M
3
LPL Financial
3
LPL Financial
California
$5.94M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$2.45M
5
RJA
5
Raymond James & Associates
Florida
$5.76M

Top Sellers

1
Invesco
1
Invesco
Georgia
$7.91M
2
FFA
2
First Foundation Advisors
California
$1.47M
3
OA
3
Oxbow Advisors
Texas
$12.4M
4
Wells Fargo
4
Wells Fargo
California
$2.9M
5
First Trust Advisors
5
First Trust Advisors
Illinois
$954K
Name Market Value Shares Shares
Change 		Shares
Change %
Deutsche Bank
26
Deutsche Bank
Germany
$117K 5,000 – –
WA
27
WFG Advisors
Texas
$72K 3,050 +3,050 New
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
$64K 2,700 – –
AIM
29
Advantage Investment Management
Iowa
$61K 2,600 – –
AIG
30
American International Group
New York
$54K 2,283 +2,283 New
Bank of America
31
Bank of America
North Carolina
$48K 2,036 -250 -11%
BC
32
Barnett & Company
Tennessee
– – – –
MFS
33
MSI Financial Services
Massachusetts
$28K 1,200 – –
Creative Planning
34
Creative Planning
Kansas
$27K 1,158 – –
FAM
35
Formidable Asset Management
Ohio
$25K 1,100 – –
BBHC
36
Brown Brothers Harriman & Co
New York
$24K 1,000 +1,000 New
NFG
37
Next Financial Group
Texas
$7K 300 – –
PCM
38
Penserra Capital Management
California
$4 205 -14 -6%
TFA
39
Transamerica Financial Advisors
Florida
– – -3,400 Closed
IA
40
IFP Advisors
Florida
– – -1,200 Closed
ASN
41
Advisory Services Network
Georgia
– – -200 Closed
TRCT
42
Tower Research Capital (TRC)
New York
– – -167 Closed
1
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