DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

36 hedge funds and large institutions have $47.3M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2013 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and 2 closing their positions.

Holders
36
Holders Change
+20
Holders Change %
+125%
% of All Funds
1.05%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
23
Increased
9
Reduced
4
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OA
1
Oxbow Advisors
Texas
$7.29M
2
MIG
2
Mariner Investment Group
New York
$6.15M
3
SIA
3
Sit Investment Associates
Minnesota
$4.89M
4
RVP
4
Relative Value Partners
Illinois
$4.14M
5
Wells Fargo
5
Wells Fargo
California
$3.42M

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$5.13M
2
PFS
2
Prospera Financial Services
Texas
$0
3
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$57K
4
PNC
4
Park National Corp
Ohio
$482K
5
Creative Planning
5
Creative Planning
Kansas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
26
Morgan Stanley
New York
$138K 6,746 +6,746 New
BRWA
27
B. Riley Wealth Advisors
Florida
$133K 6,500 +1,000 +18%
Deutsche Bank
28
Deutsche Bank
Germany
$123K 6,000 +6,000 New
TJHA
29
Thomas J. Herzfeld Advisors
Florida
$95K 4,631 +4,631 New
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$82K 4,000 +1,000 +33%
Bank of Montreal
31
Bank of Montreal
Ontario, Canada
$57K 2,800 -2,500 -47%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$49K 2,400 +2,400 New
Ameriprise
33
Ameriprise
Minnesota
$17K 804 +804 New
Citigroup
34
Citigroup
New York
$13K 679 +679 New
MA
35
MUFG Americas
New York
$1K 33 +33 New
PFS
36
Prospera Financial Services
Texas
– – -9,666 Closed
Creative Planning
37
Creative Planning
Kansas
– – -200 Closed
Bank of America
38
Bank of America
North Carolina
$0 3 +3 New
1
2