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Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
Harris Associates
Illinois
$646M
2
Franklin Resources
Franklin Resources
California
$612M
3
Wellington Management Group
Wellington Management Group
Massachusetts
$893M
4
Capital World Investors
Capital World Investors
California
$1.33B
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$135M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$292M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$88.4M
3
EVM
Eaton Vance Management
Massachusetts
$85.4M
4
HCM
Herndon Capital Management
Georgia
$0
5
Morgan Stanley
Morgan Stanley
New York
$267M
Name Holding Trade Value Shares
Change 		Shares
Change %
AIM
1151
abrdn Investment Management
United Kingdom
– -$2.27M -24,845 Closed
B
1152
BP
United Kingdom
– -$2.2M -24,000 Closed
Squarepoint
1153
Squarepoint
New York
– -$2.16M -23,600 Closed
OAC
1154
OMERS Administration Corp
Ontario, Canada
– -$1.94M -21,200 Closed
Twin Tree Management
1155
Twin Tree Management
Texas
– -$1.92M -20,970 Closed
BWM
1156
Braver Wealth Management
Massachusetts
– -$1.88M -20,559 Closed
NC
1157
Northpointe Capital
Michigan
– -$1.66M -18,150 Closed
AFA
1158
Abacus FCF Advisors
Florida
– -$1.52M -16,584 Closed
PRCM
1159
Pine River Capital Management
Minnesota
– -$1.47M -16,062 Closed
FMA
1160
FNY Managed Accounts
New York
– -$1.46M -16,000 Closed
CIC
1161
Carnegie Investment Counsel
Ohio
– -$1.42M -15,942 Closed
TCM
1162
Texan Capital Management
Texas
– -$1.35M -14,777 Closed
MIM
1163
Midwest Investment Management
Ohio
– -$1.29M -14,110 Closed
Belvedere Trading
1164
Belvedere Trading
Illinois
– -$1.25M -13,645 Closed
GS
1165
GAM Systematic
United Kingdom
– -$1.22M -13,339 Closed
VAM
1166
Visium Asset Management
New York
– -$1.09M -11,849 Closed
CIM
1167
CIM Investment Management
Pennsylvania
– -$923K -10,084 Closed
ICM
1168
IMS Capital Management
Oregon
– -$903K -9,861 Closed
BCMO
1169
Buckingham Capital Management (Ohio)
Ohio
– -$877K -9,580 Closed
QAM
1170
Quantres Asset Management
Cayman Islands
– -$851K -9,300 Closed
Fuller & Thaler Asset Management
1171
Fuller & Thaler Asset Management
California
– -$815K -8,900 Closed
ICM
1172
ICC Capital Management
Florida
– -$749K -8,187 Closed
FNYS
1173
First New York Securities
New York
– -$732K -8,000 Closed
CAM
1174
Centre Asset Management
New York
– -$705K -7,700 Closed
TI
1175
Trexquant Investment
Connecticut
– -$631K -6,900 Closed
45 46
47
48 49