Pine River Capital Management’s Caterpillar CAT Stock Holding History

Pine River Capital Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-5,700	Closed	-$529K	–	176
2016 Q4	$529K	Buy	+5,700	New	+$517K	0.02%	200
2015 Q1	–	Sell	-16,062	Closed	-$1.47M	–	641
2014 Q4	$1.47M	Sell	16,062 -700	-4%	-$68.1K	0.02%	464
2014 Q3	$1.66M	Sell	16,762 -1,938	-10%	-$205K	0.02%	503
2014 Q2	$2.03M	Buy	18,700 +13,500	+260%	+$1.42M	0.03%	376
2014 Q1	$517K	Buy	+5,200	New	+$490K	0.01%	489

Other funds holding CAT

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Pine River Capital Management's CAT Position: Q1 2017 in Review

Pine River Capital Management sold out of Caterpillar (CAT) in Q1 2017, closing a stake of 5,700 shares — an estimated $529K sold.

Pine River Capital Management first reported a position in CAT in Q1 2014 and held it in 5 quarters. The position peaked at $2.03M in Q2 2014. 1,143 funds tracked by Wall St. Rank hold CAT as of Q1 2017.

Pine River Capital Management reported no remaining Caterpillar position as of Q1 2017 after selling out during the quarter.
Pine River Capital Management sold 5,700 Caterpillar shares in Q1 2017, an estimated $529K.
Pine River Capital Management first reported a position in Caterpillar in Q1 2014 and held it in 5 quarters.
Pine River Capital Management's Caterpillar position peaked at $2.03M in Q2 2014.
1,143 funds tracked by Wall St. Rank held Caterpillar as of Q1 2017.

Based on Pine River Capital Management's 13F filing for Q1 2017, filed 15 May 2017.