First New York Securities’s Caterpillar CAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-8,000	Closed	-$732K	–	364
2014 Q4	$732K	Buy	+8,000	New	+$732K	1.3%	16
2013 Q3	–	Sell	-576	Closed	-$48K	–	277
2013 Q2	$48K	Buy	+576	New	+$48K	0.02%	211