First New York Securities’s Caterpillar CAT Stock Holding History

First New York Securities’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-2,500	Closed	-$206K	–	364
2013 Q2	$206K	Buy	+2,500	New	+$213K	0.08%	177

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

First New York Securities's CAT Position: Q1 2015 in Review

First New York Securities sold out of Caterpillar (CAT) in Q1 2015, closing a stake of 8,000 shares — an estimated $732K sold.

First New York Securities first reported a position in CAT in Q2 2013 and held it in 2 quarters. The position peaked at $732K in Q4 2014. 1,115 funds tracked by Wall St. Rank hold CAT as of Q1 2015.

First New York Securities reported no remaining Caterpillar position as of Q1 2015 after selling out during the quarter.
First New York Securities sold 8,000 Caterpillar shares in Q1 2015, an estimated $732K.
First New York Securities first reported a position in Caterpillar in Q2 2013 and held it in 2 quarters.
First New York Securities's Caterpillar position peaked at $732K in Q4 2014.
1,115 funds tracked by Wall St. Rank held Caterpillar as of Q1 2015.

Based on First New York Securities's 13F filing for Q1 2015, filed 6 May 2015.