Visium Asset Management’s Caterpillar CAT Stock Holding History

Visium Asset Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-8,182	Closed	-$626K	–	369
2016 Q1	$626K	Buy	8,182 +2,683	+49%	+$180K	0.01%	448
2015 Q4	$374K	Sell	5,499 -5,701	-51%	-$399K	0.01%	504
2015 Q3	$732K	Sell	11,200 -2,138	-16%	-$164K	0.01%	533
2015 Q2	$1.13M	Buy	+13,338	New	+$1.15M	0.02%	505
2015 Q1	–	Sell	-11,849	Closed	-$1.08M	–	1037
2014 Q4	$1.08M	Sell	11,849 -5,981	-34%	-$582K	0.02%	524
2014 Q3	$1.77M	Buy	+17,830	New	+$1.89M	0.03%	489
2014 Q1	–	Sell	-30,731	Closed	-$2.79M	–	885
2013 Q4	$2.79M	Buy	30,731 +26,445	+617%	+$2.26M	0.05%	290
2013 Q3	$357K	Buy	+4,286	New	+$362K	0.01%	599

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Visium Asset Management's CAT Position: Q2 2016 in Review

Visium Asset Management sold out of Caterpillar (CAT) in Q2 2016, closing a stake of 8,182 shares — an estimated $626K sold.

Visium Asset Management first reported a position in CAT in Q3 2013 and held it in 8 quarters. The position peaked at $2.79M in Q4 2013. 1,058 funds tracked by Wall St. Rank hold CAT as of Q2 2016.

Visium Asset Management reported no remaining Caterpillar position as of Q2 2016 after selling out during the quarter.
Visium Asset Management sold 8,182 Caterpillar shares in Q2 2016, an estimated $626K.
Visium Asset Management first reported a position in Caterpillar in Q3 2013 and held it in 8 quarters.
Visium Asset Management's Caterpillar position peaked at $2.79M in Q4 2013.
1,058 funds tracked by Wall St. Rank held Caterpillar as of Q2 2016.

Based on Visium Asset Management's 13F filing for Q2 2016, filed 12 Aug 2016.