FNY Managed Accounts’s Caterpillar CAT Stock Holding History

FNY Managed Accounts’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-100	Closed	-$9K	–	226
2017 Q1	$9K	Buy	+100	New	+$9.47K	0.03%	513
2015 Q1	–	Sell	-16,000	Closed	-$1.46M	–	365
2014 Q4	$1.46M	Buy	+16,000	New	+$1.56M	1.72%	10

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

FNY Managed Accounts's CAT Position: Q2 2017 in Review

FNY Managed Accounts sold out of Caterpillar (CAT) in Q2 2017, closing a stake of 100 shares — an estimated $9K sold.

FNY Managed Accounts first reported a position in CAT in Q4 2014 and held it in 2 quarters. The position peaked at $1.46M in Q4 2014. 1,193 funds tracked by Wall St. Rank hold CAT as of Q2 2017.

FNY Managed Accounts reported no remaining Caterpillar position as of Q2 2017 after selling out during the quarter.
FNY Managed Accounts sold 100 Caterpillar shares in Q2 2017, an estimated $9K.
FNY Managed Accounts first reported a position in Caterpillar in Q4 2014 and held it in 2 quarters.
FNY Managed Accounts's Caterpillar position peaked at $1.46M in Q4 2014.
1,193 funds tracked by Wall St. Rank held Caterpillar as of Q2 2017.

Based on FNY Managed Accounts's 13F filing for Q2 2017, filed 10 Aug 2017.