Fuller & Thaler Asset Management’s Caterpillar CAT Stock Holding History

Fuller & Thaler Asset Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-3,500	Closed	-$475K	–	498
2018 Q2	$475K	Hold	3,500	–	–	0.01%	358
2018 Q1	$516K	Sell	3,500 -1,600	-31%	-$253K	0.01%	352
2017 Q4	$804K	Hold	5,100	–	–	0.01%	326
2017 Q3	$636K	Buy	+5,100	New	+$587K	0.01%	313
2016 Q2	–	Sell	-6,700	Closed	-$513K	–	785
2016 Q1	$513K	Buy	6,700 +500	+8%	+$33.5K	0.01%	271
2015 Q4	$421K	Hold	6,200	–	–	0.01%	295
2015 Q3	$405K	Buy	6,200 +4,900	+377%	+$375K	0.01%	302
2015 Q2	$110K	Buy	+1,300	New	+$112K	﹤0.01%	490
2015 Q1	–	Sell	-8,900	Closed	-$815K	–	656
2014 Q4	$815K	Buy	8,900 +200	+2%	+$19.5K	0.03%	275
2014 Q3	$862K	Sell	8,700 -5,400	-38%	-$572K	0.04%	277
2014 Q2	$1.53M	Buy	+14,100	New	+$1.48M	0.06%	236

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Fuller & Thaler Asset Management's CAT Position: Q3 2018 in Review

Fuller & Thaler Asset Management sold out of Caterpillar (CAT) in Q3 2018, closing a stake of 3,500 shares — an estimated $475K sold.

Fuller & Thaler Asset Management first reported a position in CAT in Q2 2014 and held it in 11 quarters. The position peaked at $1.53M in Q2 2014. 1,531 funds tracked by Wall St. Rank hold CAT as of Q3 2018.

Fuller & Thaler Asset Management reported no remaining Caterpillar position as of Q3 2018 after selling out during the quarter.
Fuller & Thaler Asset Management sold 3,500 Caterpillar shares in Q3 2018, an estimated $475K.
Fuller & Thaler Asset Management first reported a position in Caterpillar in Q2 2014 and held it in 11 quarters.
Fuller & Thaler Asset Management's Caterpillar position peaked at $1.53M in Q2 2014.
1,531 funds tracked by Wall St. Rank held Caterpillar as of Q3 2018.

Based on Fuller & Thaler Asset Management's 13F filing for Q3 2018, filed 13 Nov 2018.