Fuller & Thaler Asset Management’s Caterpillar CAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-3,500	Closed	-$475K	–	498
2018 Q2	$475K	Hold	3,500	–	–	0.01%	358
2018 Q1	$516K	Sell	3,500 -1,600	-31%	-$253K	0.01%	352
2017 Q4	$804K	Hold	5,100	–	–	0.01%	326
2017 Q3	$636K	Buy	+5,100	New	+$587K	0.01%	313
2016 Q2	–	Sell	-6,700	Closed	-$513K	–	785
2016 Q1	$513K	Buy	6,700 +500	+8%	+$33.5K	0.01%	271
2015 Q4	$421K	Hold	6,200	–	–	0.01%	295
2015 Q3	$405K	Buy	6,200 +4,900	+377%	+$375K	0.01%	302
2015 Q2	$110K	Buy	+1,300	New	+$112K	﹤0.01%	490
2015 Q1	–	Sell	-8,900	Closed	-$815K	–	656
2014 Q4	$815K	Buy	8,900 +200	+2%	+$19.5K	0.03%	275
2014 Q3	$862K	Sell	8,700 -5,400	-38%	-$572K	0.04%	277
2014 Q2	$1.53M	Buy	+14,100	New	+$1.48M	0.06%	236