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Caterpillar
CAT

Overview Fund Activity

1,056 hedge funds and large institutions have $31B invested in Caterpillar in 2016 Q2 according to their latest regulatory filings, with 60 funds opening new positions, 391 increasing their positions, 438 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,056
Holders Change
-27
Holders Change %
-2.49%
% of All Funds
28.22%
Holding in Top 10
11
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-35.29%
% of All Funds
0.29%
New
60
Increased
391
Reduced
438
Closed
75
Calls
$1.06B
Puts
$1.41B
Net Calls
-$347M
Net Calls Change
+$273M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$659M
2
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
$75.8M
3
Vanguard Group
Vanguard Group
Pennsylvania
$2.68B
4
Deutsche Bank
Deutsche Bank
Germany
$168M
5
Norges Bank
Norges Bank
Norway
$316M

Top Sellers

1
Royal London Asset Management
Royal London Asset Management
United Kingdom
$18.6M
2
State Street
State Street
Massachusetts
$4.22B
3
Harris Associates
Harris Associates
Illinois
$1.05B
4
BGIM
Brandywine Global Investment Management
Pennsylvania
$82.2M
5
TPCM
Tide Point Capital Management
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
NCM
1076
Narwhal Capital Management
Georgia
– -$2.07M -26,975 Closed
HPA
1077
Hilltop Park Associates
New York
– -$1.91M -25,000 Closed
CRCM
1078
Crystal Rock Capital Management
Illinois
– -$1.83M -23,900 Closed
MM
1079
Midas Management
New York
– -$1.61M -21,000 Closed
Capstone Investment Advisors
1080
Capstone Investment Advisors
New York
– -$1.49M -19,500 Closed
HCM
1081
Highbridge Capital Management
New York
– -$1.34M -17,509 Closed
MWAC
1082
Mariner Wealth Advisors (Cincinnati)
Ohio
– -$1.29M -16,886 Closed
NI
1083
Nuance Investments
Missouri
– -$1.28M -16,766 Closed
SSP
1084
Sapphire Star Partners
Washington
– -$1.13M -16,600 Closed
ID
1085
Integral Derivatives
New York
– -$1.24M -16,240 Closed
CEP
1086
Chicago Equity Partners
Illinois
– -$674K -8,800 Closed
VAM
1087
Visium Asset Management
New York
– -$626K -8,182 Closed
SA
1088
Strategic Advisors
New York
– -$547K -7,148 Closed
NIMI
1089
Natixis Investment Managers International
France
– -$519K -6,782 Closed
CCT
1090
Chemung Canal Trust
New York
– -$513K -6,700 Closed
Fuller & Thaler Asset Management
1091
Fuller & Thaler Asset Management
California
– -$513K -6,700 Closed
KM
1092
Kalos Management
Georgia
– -$441K -5,815 Closed
KA
1093
KLCM Advisors
Wisconsin
– -$391K -5,105 Closed
MAM
1094
Meeder Asset Management
Ohio
– -$383K -5,000 Closed
TRCT
1095
Tower Research Capital (TRC)
New York
– -$377K -4,915 Closed
YIA
1096
YHB Investment Advisors
Connecticut
– -$372K -4,865 Closed
Grantham, Mayo, Van Otterloo & Co (GMO)
1097
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
– -$367K -4,800 Closed
SLG
1098
Stanley-Laman Group
Pennsylvania
– -$328K -4,286 Closed
PAM
1099
PartnerRe Asset Management
Connecticut
– -$300K -3,926 Closed
RIA
1100
Regal Investment Advisors
Michigan
– -$289K -3,770 Closed
42 43
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