Highbridge Capital Management’s Caterpillar CAT Stock Holding History

Highbridge Capital Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-27,343	Closed	-$4.17M	–	387
2018 Q3	$4.17M	Buy	27,343 +17,143	+168%	+$2.42M	0.14%	234
2018 Q2	$1.38M	Buy	10,200 +8,041	+372%	+$1.2M	0.04%	432
2018 Q1	$318K	Sell	2,159 -10,792	-83%	-$1.7M	0.01%	853
2017 Q4	$2.04M	Sell	12,951 -4,830	-27%	-$670K	0.05%	388
2017 Q3	$2.22M	Buy	+17,781	New	+$2.05M	0.05%	424
2017 Q2	–	Hold	0	–	–	–	1281
2017 Q1	–	Sell	-16,500	Closed	-$1.53M	–	1456
2016 Q4	$1.53M	Buy	+16,500	New	+$1.5M	0.03%	438
2016 Q3	–	Hold	0	–	–	–	1351
2016 Q2	–	Sell	-17,509	Closed	-$1.31M	–	1448
2016 Q1	$1.34M	Buy	+17,509	New	+$1.17M	0.03%	631
2015 Q3	–	Hold	0	–	–	–	1561
2015 Q2	–	Hold	0	–	–	–	1427
2015 Q1	–	Sell	-360,469	Closed	-$33M	–	1407
2014 Q4	$33M	Buy	360,469 +338,435	+1,536%	+$32.9M	0.49%	63
2014 Q3	$2.18M	Buy	+22,034	New	+$2.34M	0.03%	464
2014 Q2	–	Sell	-5,593	Closed	-$587K	–	1083
2014 Q1	$556K	Sell	5,593 -309	-5%	-$29.1K	0.01%	679
2013 Q4	$536K	Sell	5,902 -35,453	-86%	-$3.03M	0.01%	656
2013 Q3	$3.45M	Buy	+41,355	New	+$3.5M	0.04%	397

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State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Gates Foundation Trust

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Primecap Management

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return