Highbridge Capital Management’s Caterpillar CAT Stock Holding History

Highbridge Capital Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-27,343	Closed	-$4.17M	–	384
2018 Q3	$4.17M	Buy	27,343 +17,143	+168%	+$2.42M	0.1%	234
2018 Q2	$1.38M	Buy	10,200 +8,041	+372%	+$1.2M	0.03%	432
2018 Q1	$318K	Sell	2,159 -10,792	-83%	-$1.7M	0.01%	853
2017 Q4	$2.04M	Sell	12,951 -4,830	-27%	-$670K	0.04%	388
2017 Q3	$2.22M	Buy	+17,781	New	+$2.05M	0.03%	424
2017 Q1	–	Sell	-16,500	Closed	-$1.53M	–	1445
2016 Q4	$1.53M	Buy	+16,500	New	+$1.5M	0.03%	438
2016 Q2	–	Sell	-17,509	Closed	-$1.31M	–	1423
2016 Q1	$1.34M	Buy	+17,509	New	+$1.17M	0.02%	631
2015 Q1	–	Sell	-360,469	Closed	-$33M	–	1391
2014 Q4	$33M	Buy	360,469 +338,435	+1,536%	+$32.9M	0.42%	63
2014 Q3	$2.18M	Buy	+22,034	New	+$2.34M	0.03%	464
2014 Q2	–	Sell	-5,593	Closed	-$587K	–	1070
2014 Q1	$556K	Sell	5,593 -309	-5%	-$29.1K	0.01%	679
2013 Q4	$536K	Sell	5,902 -35,453	-86%	-$3.03M	0.01%	656
2013 Q3	$3.45M	Buy	+41,355	New	+$3.5M	0.04%	397

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Highbridge Capital Management's CAT Position: Q4 2018 in Review

Highbridge Capital Management sold out of Caterpillar (CAT) in Q4 2018, closing a stake of 27,343 shares — an estimated $4.17M sold.

Highbridge Capital Management first reported a position in CAT in Q3 2013 and held it in 12 quarters. The position peaked at $33M in Q4 2014. 1,560 funds tracked by Wall St. Rank hold CAT as of Q4 2018.

Highbridge Capital Management reported no remaining Caterpillar position as of Q4 2018 after selling out during the quarter.
Highbridge Capital Management sold 27,343 Caterpillar shares in Q4 2018, an estimated $4.17M.
Highbridge Capital Management first reported a position in Caterpillar in Q3 2013 and held it in 12 quarters.
Highbridge Capital Management's Caterpillar position peaked at $33M in Q4 2014.
1,560 funds tracked by Wall St. Rank held Caterpillar as of Q4 2018.

Based on Highbridge Capital Management's 13F filing for Q4 2018, filed 14 Feb 2019.