Highbridge Capital Management’s Caterpillar CAT Stock Holding History

Highbridge Capital Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-401,700	Closed	-$54.5M	–	530
2018 Q2	$54.5M	Buy	+401,700	New	+$60M	1.1%	11
2017 Q4	–	Sell	-2,600	Closed	-$324K	–	1658
2017 Q3	$324K	Buy	+2,600	New	+$299K	﹤0.01%	1161
2016 Q3	–	Sell	-4,800	Closed	-$364K	–	1337
2016 Q2	$364K	Buy	4,800 +1,000	+26%	+$74.9K	0.01%	978
2016 Q1	$292K	Buy	+3,800	New	+$255K	﹤0.01%	1196
2015 Q3	–	Sell	-2,800	Closed	-$238K	–	1546
2015 Q2	$238K	Buy	+2,800	New	+$241K	﹤0.01%	1221

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Highbridge Capital Management's CAT Position: Q4 2018 in Review

Highbridge Capital Management sold out of Caterpillar (CAT) in Q4 2018, closing a stake of 27,343 shares — an estimated $4.17M sold.

Highbridge Capital Management first reported a position in CAT in Q3 2013 and held it in 12 quarters. The position peaked at $33M in Q4 2014. 1,560 funds tracked by Wall St. Rank hold CAT as of Q4 2018.

Highbridge Capital Management reported no remaining Caterpillar position as of Q4 2018 after selling out during the quarter.
Highbridge Capital Management sold 27,343 Caterpillar shares in Q4 2018, an estimated $4.17M.
Highbridge Capital Management first reported a position in Caterpillar in Q3 2013 and held it in 12 quarters.
Highbridge Capital Management's Caterpillar position peaked at $33M in Q4 2014.
1,560 funds tracked by Wall St. Rank held Caterpillar as of Q4 2018.

Based on Highbridge Capital Management's 13F filing for Q4 2018, filed 14 Feb 2019.