Mariner Wealth Advisors (Cincinnati)’s Caterpillar CAT Stock Holding History

Mariner Wealth Advisors (Cincinnati)’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	$543K	Sell	3,562 -2,453	-41%	-$347K	0.03%	188
2018 Q2	$816K	Buy	6,015 +2,630	+78%	+$393K	0.05%	144
2018 Q1	$499K	Buy	3,385 +405	+14%	+$64K	0.03%	191
2017 Q4	$470K	Buy	2,980 +344	+13%	+$47.7K	0.03%	187
2017 Q3	$329K	Buy	+2,636	New	+$304K	0.02%	209
2016 Q2	–	Sell	-16,886	Closed	-$1.29M	–	249
2016 Q1	$1.29M	Buy	16,886 +167	+1%	+$11.2K	0.13%	97
2015 Q4	$1.14M	Buy	+16,719	New	+$1.17M	0.11%	98
2015 Q1	$222K	Sell	2,772 -1,958	-41%	-$163K	0.03%	168
2014 Q4	$433K	Sell	4,730 -671	-12%	-$65.3K	0.06%	121
2014 Q3	$535K	Sell	5,401 -97,469	-95%	-$10.3M	0.09%	102
2014 Q2	$11.2M	Buy	102,870 +383	+0.4%	+$40.2K	1.76%	34
2014 Q1	$10.2M	Buy	102,487 +5,099	+5%	+$481K	1.65%	35
2013 Q4	$8.84M	Buy	97,388 +5,792	+6%	+$495K	1.46%	36
2013 Q3	$7.64M	Buy	91,596 +5,334	+6%	+$451K	1.42%	39
2013 Q2	$7.12M	Buy	+86,262	New	+$7.34M	1.41%	38

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Mariner Wealth Advisors (Cincinnati)'s CAT Position: Q3 2018 in Review

Mariner Wealth Advisors (Cincinnati) reduced its Caterpillar (CAT) stake by 41% in Q3 2018, selling an estimated $347K and leaving 3,562 shares worth $543K. The position accounts for 0.03% of the portfolio, ranked #188.

Mariner Wealth Advisors (Cincinnati) first reported a position in CAT in Q2 2013 and has held it in 15 quarters since. The position peaked at $11.2M in Q2 2014. 1,531 funds tracked by Wall St. Rank hold CAT as of Q3 2018.

Mariner Wealth Advisors (Cincinnati) held 3,562 shares of Caterpillar worth $543K as of Q3 2018.
Mariner Wealth Advisors (Cincinnati) sold 2,453 Caterpillar shares in Q3 2018, an estimated $347K.
Caterpillar made up 0.03% of Mariner Wealth Advisors (Cincinnati)'s portfolio in Q3 2018, its #188 holding.
Mariner Wealth Advisors (Cincinnati) first reported a position in Caterpillar in Q2 2013 and has held it in 15 quarters since.
Mariner Wealth Advisors (Cincinnati)'s Caterpillar position peaked at $11.2M in Q2 2014.
1,531 funds tracked by Wall St. Rank held Caterpillar as of Q3 2018.

Based on Mariner Wealth Advisors (Cincinnati)'s 13F filing for Q3 2018, filed 13 Nov 2018.