Capstone Investment Advisors’s Caterpillar CAT Stock Holding History
Bought
Maintained
Sold
| Quarter | Market Value | Status | Shares |
Change in Stake | Trade Value | Portfolio Weight | Portfolio Position | |
|---|---|---|---|---|---|---|---|---|
|
2026
Q1 | $647K | Buy |
+913
| New | +$632K | ﹤0.01% | 1028 |
|
|
2025
Q4 | – | Sell |
-703
| Closed | -$391K | – | 1638 |
|
|
2025
Q3 | $335K | Sell |
703
-121,874
| -99% | -$52M | ﹤0.01% | 1603 |
|
|
2025
Q2 | $47.6M | Buy |
122,577
+109,700
| +852% | +$36.6M | 0.12% | 67 |
|
|
2025
Q1 | $4.25M | Buy |
12,877
+12,449
| +2,909% | +$4.43M | 0.01% | 495 |
|
|
2024
Q4 | $155K | Sell |
428
-575
| -57% | -$223K | ﹤0.01% | 1636 |
|
|
2024
Q3 | $392K | Sell |
1,003
-9,851
| -91% | -$3.4M | ﹤0.01% | 1291 |
|
|
2024
Q2 | $3.62M | Buy |
10,854
+10,763
| +11,827% | +$3.73M | 0.01% | 541 |
|
|
2024
Q1 | $33.3K | Hold |
91
| – | – | ﹤0.01% | 2236 |
|
|
2023
Q4 | $26.9K | Sell |
91
-8,651
| -99% | -$2.24M | ﹤0.01% | 2036 |
|
|
2023
Q3 | $2.39M | Sell |
8,742
-29,391
| -77% | -$7.97M | 0.01% | 666 |
|
|
2023
Q2 | $9.38M | Buy |
38,133
+37,382
| +4,978% | +$8.33M | 0.05% | 266 |
|
|
2023
Q1 | $172K | Buy |
751
+655
| +682% | +$158K | ﹤0.01% | 1296 |
|
|
2022
Q4 | $23K | Sell |
96
-7,836
| -99% | -$1.71M | ﹤0.01% | 1472 |
|
|
2022
Q3 | $1.3M | Buy |
7,932
+4,815
| +154% | +$880K | 0.01% | 922 |
|
|
2022
Q2 | $557K | Sell |
3,117
-8,422
| -73% | -$1.77M | ﹤0.01% | 1198 |
|
|
2022
Q1 | $2.57M | Sell |
11,539
-35,820
| -76% | -$7.51M | 0.01% | 939 |
|
|
2021
Q4 | $9.79M | Sell |
47,359
-104,589
| -69% | -$21.1M | 0.02% | 614 |
|
|
2021
Q3 | $29.2M | Buy |
151,948
+100,648
| +196% | +$21M | 0.06% | 313 |
|
|
2021
Q2 | $11.2M | Buy |
51,300
+49,617
| +2,948% | +$11.5M | 0.03% | 507 |
|
|
2021
Q1 | $390K | Buy |
1,683
+1,283
| +321% | +$266K | ﹤0.01% | 1329 |
|
|
2020
Q4 | $73K | Sell |
400
-7
| -2% | -$1.19K | ﹤0.01% | 1592 |
|
|
2020
Q3 | $61K | Buy |
+407
| New | +$57.2K | ﹤0.01% | 1353 |
|
|
2020
Q2 | – | Sell |
-1,509
| Closed | -$179K | – | 1318 |
|
|
2020
Q1 | $175K | Buy |
+1,509
| New | +$193K | ﹤0.01% | 1027 |
|
|
2019
Q4 | – | Sell |
-10,417
| Closed | -$1.45M | – | 1389 |
|
|
2019
Q3 | $1.32M | Sell |
10,417
-11,309
| -52% | -$1.44M | 0.01% | 846 |
|
|
2019
Q2 | $2.96M | Buy |
21,726
+6,629
| +44% | +$876K | 0.02% | 627 |
|
|
2019
Q1 | $2.04M | Sell |
15,097
-25,255
| -63% | -$3.35M | 0.02% | 597 |
|
|
2018
Q4 | $5.13M | Buy |
40,352
+30,256
| +300% | +$3.94M | 0.06% | 241 |
|
|
2018
Q3 | $1.54M | Sell |
10,096
-11,537
| -53% | -$1.63M | 0.02% | 489 |
|
|
2018
Q2 | $2.94M | Buy |
21,633
+11,542
| +114% | +$1.72M | 0.05% | 223 |
|
|
2018
Q1 | $1.49M | Buy |
+10,091
| New | +$1.59M | 0.03% | 213 |
|
|
2017
Q3 | – | Sell |
-7,042
| Closed | -$756K | – | 555 |
|
|
2017
Q2 | $756K | Sell |
7,042
-74,023
| -91% | -$7.52M | 0.02% | 358 |
|
|
2017
Q1 | $7.52M | Buy |
+81,065
| New | +$7.67M | 0.19% | 92 |
|
|
2016
Q4 | – | Sell |
-16,800
| Closed | -$1.52M | – | 933 |
|
|
2016
Q3 | $1.49M | Buy |
+16,800
| New | +$1.37M | 0.03% | 309 |
|
|
2016
Q2 | – | Sell |
-19,500
| Closed | -$1.49M | – | 698 |
|
|
2016
Q1 | $1.49M | Buy |
+19,500
| New | +$1.31M | 0.05% | 234 |
|
|
2015
Q3 | – | Sell |
-33,946
| Closed | -$2.6M | – | 402 |
|
|
2015
Q2 | $2.88M | Buy |
+33,946
| New | +$2.92M | 0.04% | 201 |
|
|
2015
Q1 | – | Sell |
-1,764
| Closed | -$147K | – | 280 |
|
|
2014
Q4 | $161K | Buy |
+1,764
| New | +$172K | ﹤0.01% | 307 |
|
Other funds holding CAT
VCM
VPM
Capstone Investment Advisors's CAT Position: Q1 2026 in Review
Capstone Investment Advisors opened a new position in Caterpillar (CAT) in Q1 2026: 913 shares worth $647K. The stake represents ﹤0.01% of the portfolio and ranks #1028 among its holdings. This is a return to the name: Capstone Investment Advisors previously reported a position in CAT as recently as Q3 2025.
Capstone Investment Advisors first reported a position in CAT in Q4 2014 and has held it in 36 quarters since. The position peaked at $47.6M in Q2 2025. 3,738 funds tracked by Wall St. Rank hold CAT as of Q1 2026.
- Capstone Investment Advisors held 913 shares of Caterpillar worth $647K as of Q1 2026.
- Caterpillar was a new Capstone Investment Advisors position in Q1 2026.
- Caterpillar made up ﹤0.01% of Capstone Investment Advisors's portfolio in Q1 2026, its #1028 holding.
- Capstone Investment Advisors first reported a position in Caterpillar in Q4 2014 and has held it in 36 quarters since.
- Capstone Investment Advisors's Caterpillar position peaked at $47.6M in Q2 2025.
- 3,738 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.
Based on Capstone Investment Advisors's 13F filing for Q1 2026, filed 15 May 2026.