Capstone Investment Advisors
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Capstone Investment Advisors’s Caterpillar CAT Stock Holding History

Capstone Investment Advisors’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$12.9M Buy
18,200
+600
+3% +$416K 0.02% 251
2025
Q4 		$10.1M Buy
17,600
+2,500
+17% +$1.39M 0.02% 263
2025
Q3 		$7.2M Buy
15,100
+7,100
+89% +$3.03M 0.01% 382
2025
Q2 		$3.11M Sell
8,000
-7,500
-48% -$2.5M 0.01% 513
2025
Q1 		$5.11M Sell
15,500
-24,000
-61% -$8.55M 0.01% 443
2024
Q4 		$14.3M Buy
39,500
+11,500
+41% +$4.46M 0.03% 278
2024
Q3 		$11M Sell
28,000
-9,600
-26% -$3.32M 0.03% 284
2024
Q2 		$12.5M Buy
37,600
+3,000
+9% +$1.04M 0.04% 268
2024
Q1 		$12.7M Sell
34,600
-17,300
-33% -$5.53M 0.05% 237
2023
Q4 		$15.3M Buy
51,900
+32,600
+169% +$8.46M 0.05% 257
2023
Q3 		$5.27M Sell
19,300
-400
-2% -$109K 0.02% 413
2023
Q2 		$4.85M Sell
19,700
-57,400
-74% -$12.8M 0.02% 388
2023
Q1 		$17.6M Buy
77,100
+66,100
+601% +$16M 0.09% 149
2022
Q4 		$2.64M Buy
11,000
+200
+2% +$43.5K 0.02% 607
2022
Q3 		$1.77M Buy
10,800
+200
+2% +$36.5K 0.01% 810
2022
Q2 		$1.9M Sell
10,600
-67,200
-86% -$14.2M 0.01% 788
2022
Q1 		$17.3M Sell
77,800
-58,300
-43% -$12.2M 0.05% 297
2021
Q4 		$28.1M Sell
136,100
-31,600
-19% -$6.36M 0.05% 340
2021
Q3 		$32.2M Buy
167,700
+79,700
+91% +$16.6M 0.06% 290
2021
Q2 		$19.2M Sell
88,000
-8,300
-9% -$1.92M 0.04% 361
2021
Q1 		$22.3M Buy
96,300
+2,400
+3% +$497K 0.07% 276
2020
Q4 		$17.1M Buy
93,900
+16,100
+21% +$2.73M 0.06% 276
2020
Q3 		$11.6M Buy
77,800
+19,600
+34% +$2.75M 0.06% 282
2020
Q2 		$7.36M Sell
58,200
-2,400
-4% -$285K 0.05% 327
2020
Q1 		$7.03M Sell
60,600
-58,600
-49% -$7.49M 0.11% 196
2019
Q4 		$17.6M Buy
119,200
+40,900
+52% +$5.71M 0.1% 225
2019
Q3 		$9.89M Sell
78,300
-61,600
-44% -$7.83M 0.07% 293
2019
Q2 		$19.1M Buy
139,900
+96,000
+219% +$12.7M 0.14% 166
2019
Q1 		$5.95M Sell
43,900
-39,800
-48% -$5.29M 0.05% 311
2018
Q4 		$10.6M Buy
83,700
+45,200
+117% +$5.88M 0.13% 128
2018
Q3 		$5.87M Buy
38,500
+35,300
+1,103% +$4.99M 0.07% 225
2018
Q2 		$434K Sell
3,200
-7,500
-70% -$1.12M 0.01% 497
2018
Q1 		$1.58M Sell
10,700
-77,400
-88% -$12.2M 0.03% 210
2017
Q4 		$13.9M Buy
+88,100
New +$12.2M 0.39% 58
2017
Q1 		– Sell
-2,500
Closed -$231K – 891
2016
Q4 		$231K Buy
+2,500
New +$227K 0.01% 790
2016
Q1 		– Sell
-44,500
Closed -$3.02M – 652
2015
Q4 		$3.02M Hold
44,500
– – 0.08% 140
2015
Q3 		$2.91M Sell
44,500
-263,300
-86% -$20.1M 0.07% 172
2015
Q2 		$26.1M Buy
307,800
+257,800
+516% +$22.2M 0.37% 60
2015
Q1 		$4M Sell
50,000
-14,800
-23% -$1.23M 0.07% 157
2014
Q4 		$5.93M Sell
64,800
-239,600
-79% -$23.3M 0.09% 152
2014
Q3 		$30.1M Sell
304,400
-475,700
-61% -$50.4M 0.34% 67
2014
Q2 		$84.8M Sell
780,100
-19,600
-2% -$2.06M 1.11% 14
2014
Q1 		$79.5M Buy
799,700
+743,700
+1,328% +$70.1M 1.01% 17
2013
Q4 		$5.08M Sell
56,000
-395,700
-88% -$33.8M 0.06% 198
2013
Q3 		$37.7M Buy
451,700
+341,600
+310% +$28.9M 0.38% 41
2013
Q2 		$9.08M Buy
+110,100
New +$9.36M 0.1% 101

Other funds holding CAT

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Capstone Investment Advisors's CAT Position: Q1 2026 in Review

Capstone Investment Advisors opened a new position in Caterpillar (CAT) in Q1 2026: 913 shares worth $647K. The stake represents ﹤0.01% of the portfolio and ranks #1028 among its holdings. This is a return to the name: Capstone Investment Advisors previously reported a position in CAT as recently as Q3 2025.

Capstone Investment Advisors first reported a position in CAT in Q4 2014 and has held it in 36 quarters since. The position peaked at $47.6M in Q2 2025. 3,738 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

  • Capstone Investment Advisors held 913 shares of Caterpillar worth $647K as of Q1 2026.
  • Caterpillar was a new Capstone Investment Advisors position in Q1 2026.
  • Caterpillar made up ﹤0.01% of Capstone Investment Advisors's portfolio in Q1 2026, its #1028 holding.
  • Capstone Investment Advisors first reported a position in Caterpillar in Q4 2014 and has held it in 36 quarters since.
  • Capstone Investment Advisors's Caterpillar position peaked at $47.6M in Q2 2025.
  • 3,738 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Capstone Investment Advisors's 13F filing for Q1 2026, filed 15 May 2026.