Capstone Investment Advisors
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Capstone Investment Advisors’s Caterpillar CAT Stock Holding History

Capstone Investment Advisors’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$50.1M Sell
70,700
-85,900
-55% -$59.5M 0.09% 89
2025
Q4 		$89.7M Buy
156,600
+57,300
+58% +$31.8M 0.18% 61
2025
Q3 		$47.4M Buy
99,300
+75,800
+323% +$32.4M 0.09% 102
2025
Q2 		$9.12M Sell
23,500
-20,500
-47% -$6.83M 0.02% 269
2025
Q1 		$14.5M Sell
44,000
-98,100
-69% -$34.9M 0.04% 233
2024
Q4 		$51.5M Buy
142,100
+31,300
+28% +$12.1M 0.12% 96
2024
Q3 		$43.3M Sell
110,800
-23,400
-17% -$8.08M 0.13% 102
2024
Q2 		$44.7M Buy
134,200
+62,700
+88% +$21.7M 0.14% 96
2024
Q1 		$26.2M Sell
71,500
-160,100
-69% -$51.2M 0.09% 137
2023
Q4 		$68.5M Buy
231,600
+75,100
+48% +$19.5M 0.21% 68
2023
Q3 		$42.7M Sell
156,500
-7,700
-5% -$2.09M 0.19% 67
2023
Q2 		$40.4M Buy
164,200
+4,900
+3% +$1.09M 0.2% 66
2023
Q1 		$36.5M Buy
159,300
+128,900
+424% +$31.2M 0.18% 56
2022
Q4 		$7.28M Buy
30,400
+3,100
+11% +$675K 0.05% 294
2022
Q3 		$4.48M Sell
27,300
-2,000
-7% -$365K 0.03% 436
2022
Q2 		$5.24M Sell
29,300
-239,700
-89% -$50.5M 0.03% 402
2022
Q1 		$59.9M Sell
269,000
-339,600
-56% -$71.2M 0.16% 87
2021
Q4 		$126M Sell
608,600
-44,200
-7% -$8.9M 0.21% 88
2021
Q3 		$125M Buy
652,800
+148,000
+29% +$30.8M 0.25% 78
2021
Q2 		$110M Buy
504,800
+81,700
+19% +$18.9M 0.25% 88
2021
Q1 		$98.1M Buy
423,100
+236,600
+127% +$49M 0.29% 76
2020
Q4 		$33.9M Buy
186,500
+69,100
+59% +$11.7M 0.11% 143
2020
Q3 		$17.5M Buy
117,400
+31,000
+36% +$4.35M 0.09% 197
2020
Q2 		$10.9M Buy
86,400
+17,200
+25% +$2.04M 0.07% 239
2020
Q1 		$8.03M Sell
69,200
-154,700
-69% -$19.8M 0.13% 166
2019
Q4 		$33.1M Buy
223,900
+58,500
+35% +$8.16M 0.18% 122
2019
Q3 		$20.9M Sell
165,400
-20,000
-11% -$2.54M 0.14% 137
2019
Q2 		$25.3M Buy
185,400
+76,500
+70% +$10.1M 0.18% 123
2019
Q1 		$14.8M Sell
108,900
-10,100
-8% -$1.34M 0.14% 159
2018
Q4 		$15.1M Buy
119,000
+41,100
+53% +$5.35M 0.19% 86
2018
Q3 		$11.9M Buy
77,900
+51,100
+191% +$7.23M 0.14% 118
2018
Q2 		$3.64M Buy
26,800
+1,400
+6% +$209K 0.06% 193
2018
Q1 		$3.74M Sell
25,400
-400
-2% -$63.2K 0.07% 156
2017
Q4 		$4.07M Buy
+25,800
New +$3.58M 0.11% 122
2015
Q3 		– Sell
-136,800
Closed -$11.6M – 403
2015
Q2 		$11.6M Buy
+136,800
New +$11.8M 0.16% 122
2015
Q1 		– Sell
-52,800
Closed -$4.83M – 281
2014
Q4 		$4.83M Sell
52,800
-276,500
-84% -$26.9M 0.07% 168
2014
Q3 		$32.6M Buy
329,300
+212,900
+183% +$22.6M 0.37% 61
2014
Q2 		$12.6M Sell
116,400
-223,500
-66% -$23.5M 0.17% 113
2014
Q1 		$33.8M Buy
339,900
+282,900
+496% +$26.7M 0.43% 39
2013
Q4 		$5.18M Sell
57,000
-103,300
-64% -$8.82M 0.06% 195
2013
Q3 		$13.4M Sell
160,300
-50,400
-24% -$4.26M 0.13% 85
2013
Q2 		$17.4M Buy
+210,700
New +$17.9M 0.18% 69

Other funds holding CAT

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Capstone Investment Advisors's CAT Position: Q1 2026 in Review

Capstone Investment Advisors opened a new position in Caterpillar (CAT) in Q1 2026: 913 shares worth $647K. The stake represents ﹤0.01% of the portfolio and ranks #1028 among its holdings. This is a return to the name: Capstone Investment Advisors previously reported a position in CAT as recently as Q3 2025.

Capstone Investment Advisors first reported a position in CAT in Q4 2014 and has held it in 36 quarters since. The position peaked at $47.6M in Q2 2025. 3,738 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

  • Capstone Investment Advisors held 913 shares of Caterpillar worth $647K as of Q1 2026.
  • Caterpillar was a new Capstone Investment Advisors position in Q1 2026.
  • Caterpillar made up ﹤0.01% of Capstone Investment Advisors's portfolio in Q1 2026, its #1028 holding.
  • Capstone Investment Advisors first reported a position in Caterpillar in Q4 2014 and has held it in 36 quarters since.
  • Capstone Investment Advisors's Caterpillar position peaked at $47.6M in Q2 2025.
  • 3,738 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Capstone Investment Advisors's 13F filing for Q1 2026, filed 15 May 2026.