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Caterpillar
CAT

Overview Fund Activity

1,083 hedge funds and large institutions have $30.6B invested in Caterpillar in 2016 Q1 according to their latest regulatory filings, with 102 funds opening new positions, 414 increasing their positions, 410 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,083
Holders Change
+18
Holders Change %
+1.69%
% of All Funds
28.9%
Holding in Top 10
17
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+142.86%
% of All Funds
0.45%
New
102
Increased
414
Reduced
410
Closed
69
Calls
$1.02B
Puts
$1.65B
Net Calls
-$621M
Net Calls Change
+$433M

Top Buyers

1
BFA
BlackRock Fund Advisors
California
+$255M
2
Invesco
Invesco
Georgia
+$114M
3
Norges Bank
Norges Bank
Norway
+$93.9M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$85.9M
5
Los Angeles Capital Management
Los Angeles Capital Management
California
+$43.2M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$509M
2
ACM
Americafirst Capital Management
California
-$420M
3
LSV Asset Management
LSV Asset Management
Illinois
-$172M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$170M
5
Harris Associates
Harris Associates
Illinois
-$150M
Name Holding Trade Value Shares
Change 		Shares
Change %
Jones Financial Companies
701
Jones Financial Companies
Missouri
$550K +$20.7K +271 +4%
SA
702
Strategic Advisors
New York
$547K +$459 +6 +0.1%
SSWM
703
Smith Salley Wealth Management
North Carolina
$546K -$32.8K -429 -6%
PHS
704
Pekin Hardy Strauss
Illinois
$542K -$139K -1,814 -20%
EVC
705
Eidelman Virant Capital
Missouri
$540K – – –
CPA
706
Court Place Advisors
Maryland
$540K +$34.4K +450 +7%
MFP
707
Mosaic Financial Partners
California
$536K – – –
GP
708
GLG Partners
United Kingdom
$528K +$528K +6,900 New
IPC
709
Independent Portfolio Consultants
Florida
$524K +$18K +235 +4%
CONA
710
Capital One National Association
New York
$523K -$173K -2,269 -25%
FWM
711
Frontier Wealth Management
Missouri
$522K -$44.1K -576 -8%
NAMA
712
Nikko Asset Management Americas
New York
$520K +$520K +6,800 New
MRCM
713
M&R Capital Management
New Jersey
$519K -$29.5K -385 -5%
NIMI
714
Natixis Investment Managers International
France
$519K +$132K +1,727 +34%
WSCM
715
Wellington Shields Capital Management
New York
$517K +$68.8K +900 +15%
CCT
716
Chemung Canal Trust
New York
$513K -$325K -4,250 -39%
Fuller & Thaler Asset Management
717
Fuller & Thaler Asset Management
California
$513K +$38.3K +500 +8%
FBT
718
First Bankers Trust
Kentucky
$509K +$68.9K +900 +16%
VC
719
Vicus Capital
Pennsylvania
$507K +$40.1K +525 +9%
TSW
720
Thompson Siegel & Walmsley
Virginia
$504K -$5.21K -68 -1%
FBC
721
Fairfield, Bush & Co
Connecticut
$503K -$76.6K -1,000 -13%
ACI
722
Alpha Cubed Investments
California
$499K +$20.3K +266 +4%
ClearBridge Investments
723
ClearBridge Investments
New York
$498K +$30.2K +395 +6%
SAM
724
SignalPoint Asset Management
Missouri
$494K +$1.76K +23 +0.4%
PWAP
725
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$491K – – –
27 28
29
30 31