Nikko Asset Management Americas’s Caterpillar CAT Stock Holding History

Nikko Asset Management Americas’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$7.38M	Buy	10,416 +1,110	+12%	+$769K	0.1%	93
2025 Q4	$5.33M	Sell	9,306 -852	-8%	-$474K	0.06%	106
2025 Q3	$4.84M	Sell	10,158 -1,002	-9%	-$428K	0.05%	110
2025 Q2	$4.33M	Sell	11,160 -380	-3%	-$127K	0.04%	106
2025 Q1	$3.81M	Sell	11,540 -796	-6%	-$284K	0.05%	107
2024 Q4	$4.48M	Sell	12,336 -1,404	-10%	-$544K	0.05%	99
2024 Q3	$5.37M	Sell	13,740 -887	-6%	-$306K	0.06%	100
2024 Q2	$4.87M	Sell	14,627 -4,829	-25%	-$1.67M	0.06%	105
2024 Q1	$7.13M	Sell	19,456 -1,762	-8%	-$563K	0.07%	96
2023 Q4	$6.28M	Sell	21,218 -4,700	-18%	-$1.22M	0.06%	105
2023 Q3	$7.08M	Sell	25,918 -1,127	-4%	-$306K	0.08%	99
2023 Q2	$6.65M	Sell	27,045 -2,554	-9%	-$569K	0.07%	103
2023 Q1	$6.8M	Sell	29,599 -8,062	-21%	-$1.95M	0.08%	97
2022 Q4	$9.02M	Sell	37,661 -5,646	-13%	-$1.23M	0.13%	89
2022 Q3	$7.17M	Sell	43,307 -279	-0.6%	-$51K	0.09%	99
2022 Q2	$7.72M	Buy	43,586 +383	+0.9%	+$80.7K	0.1%	102
2022 Q1	$9.64M	Sell	43,203 -4,729	-10%	-$992K	0.07%	105
2021 Q4	$9.96M	Sell	47,932 -7,377	-13%	-$1.49M	0.05%	113
2021 Q3	$10.7M	Sell	55,309 -149,114	-73%	-$31.1M	0.05%	115
2021 Q2	$44.7M	Buy	204,423 +116,001	+131%	+$26.8M	0.17%	81
2021 Q1	$20.5M	Sell	88,422 -3,720	-4%	-$770K	0.1%	105
2020 Q4	$16.8M	Buy	92,142 +7,991	+9%	+$1.36M	0.1%	107
2020 Q3	$12.6M	Sell	84,151 -3,360	-4%	-$472K	0.11%	101
2020 Q2	$11.1M	Buy	87,511 +15,861	+22%	+$1.88M	0.14%	81
2020 Q1	$8.31M	Buy	71,650 +29,465	+70%	+$3.76M	0.15%	86
2019 Q4	$6.23M	Sell	42,185 -7,237	-15%	-$1.01M	0.1%	113
2019 Q3	$6.24M	Sell	49,422 -4,795	-9%	-$609K	0.11%	110
2019 Q2	$7.39M	Sell	54,217 -2,032	-4%	-$269K	0.14%	97
2019 Q1	$7.62M	Buy	56,249 +8,714	+18%	+$1.16M	0.2%	81
2018 Q4	$6.04M	Buy	+47,535	New	+$6.18M	0.21%	71
2017 Q4	–	Sell	-5,300	Closed	-$661K	–	288
2017 Q3	$661K	Sell	5,300 -1,700	-24%	-$196K	0.03%	157
2017 Q2	$752K	Hold	7,000	–	–	0.04%	163
2017 Q1	$649K	Hold	7,000	–	–	0.05%	154
2016 Q4	$649K	Buy	7,000 +200	+3%	+$18.1K	0.05%	141
2016 Q3	$604K	Hold	6,800	–	–	0.05%	138
2016 Q2	$505K	Hold	6,800	–	–	0.05%	147
2016 Q1	$520K	Buy	+6,800	New	+$456K	0.06%	137
2015 Q1	–	Sell	-4,000	Closed	-$370K	–	202
2014 Q4	$370K	Hold	4,000	–	–	0.03%	166
2014 Q3	$399K	Hold	4,000	–	–	0.02%	147
2014 Q2	$435K	Hold	4,000	–	–	0.02%	139
2014 Q1	$398K	Hold	4,000	–	–	0.02%	138
2013 Q4	$363K	Buy	+4,000	New	+$342K	0.01%	142

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Nikko Asset Management Americas's CAT Position: Q1 2026 in Review

Nikko Asset Management Americas increased its Caterpillar (CAT) stake by 12% in Q1 2026, buying an estimated $769K and bringing the position to 10,416 shares worth $7.38M. The position accounts for 0.1% of the portfolio, ranked #93.

Nikko Asset Management Americas first reported a position in CAT in Q4 2013 and has held it in 42 quarters since. The position peaked at $44.7M in Q2 2021. 3,732 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

Nikko Asset Management Americas held 10,416 shares of Caterpillar worth $7.38M as of Q1 2026.
Nikko Asset Management Americas bought 1,110 Caterpillar shares in Q1 2026, an estimated $769K.
Caterpillar made up 0.1% of Nikko Asset Management Americas's portfolio in Q1 2026, its #93 holding.
Nikko Asset Management Americas first reported a position in Caterpillar in Q4 2013 and has held it in 42 quarters since.
Nikko Asset Management Americas's Caterpillar position peaked at $44.7M in Q2 2021.
3,732 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Nikko Asset Management Americas's 13F filing for Q1 2026, filed 7 May 2026.