Mesirow Financial Investment Management - Fixed Income’s Caterpillar CAT Stock Holding History

Mesirow Financial Investment Management - Fixed Income’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-4,337	Closed	-$328K	–	243
2016 Q2	$328K	Sell	4,337 -2,934	-40%	-$220K	0.02%	175
2016 Q1	$557K	Hold	7,271	–	–	0.26%	128
2015 Q4	$494K	Buy	+7,271	New	+$508K	0.23%	131
2015 Q1	–	Sell	-3,850	Closed	-$352K	–	163
2014 Q4	$352K	Hold	3,850	–	–	0.09%	154
2014 Q3	$381K	Sell	3,850 -2,574	-40%	-$273K	0.1%	145
2014 Q2	$698K	Buy	+6,424	New	+$674K	0.17%	143
2014 Q1	–	Sell	-6,038	Closed	-$548K	–	180
2013 Q4	$548K	Buy	6,038 +2,769	+85%	+$236K	0.15%	149
2013 Q3	$273K	Sell	3,269 -3,236	-50%	-$274K	0.08%	166
2013 Q2	$537K	Buy	+6,505	New	+$553K	0.16%	134

Other funds holding CAT

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Mesirow Financial Investment Management - Fixed Income's CAT Position: Q3 2016 in Review

Mesirow Financial Investment Management - Fixed Income sold out of Caterpillar (CAT) in Q3 2016, closing a stake of 4,337 shares — an estimated $328K sold.

Mesirow Financial Investment Management - Fixed Income first reported a position in CAT in Q2 2013 and held it in 9 quarters. The position peaked at $698K in Q2 2014. 1,094 funds tracked by Wall St. Rank hold CAT as of Q3 2016.

Mesirow Financial Investment Management - Fixed Income reported no remaining Caterpillar position as of Q3 2016 after selling out during the quarter.
Mesirow Financial Investment Management - Fixed Income sold 4,337 Caterpillar shares in Q3 2016, an estimated $328K.
Mesirow Financial Investment Management - Fixed Income first reported a position in Caterpillar in Q2 2013 and held it in 9 quarters.
Mesirow Financial Investment Management - Fixed Income's Caterpillar position peaked at $698K in Q2 2014.
1,094 funds tracked by Wall St. Rank held Caterpillar as of Q3 2016.

Based on Mesirow Financial Investment Management - Fixed Income's 13F filing for Q3 2016, filed 28 Oct 2016.