Wellington Shields Capital Management’s Caterpillar CAT Stock Holding History

Wellington Shields Capital Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$308K	Sell	289 -617	-68%	-$542K	0.04%	217
2026 Q1	$642K	Buy	906 +156	+21%	+$108K	0.1%	134
2025 Q4	$430K	Hold	750	–	–	0.06%	168
2025 Q3	$358K	Hold	750	–	–	0.05%	183
2025 Q2	$291K	Buy	750 +500	+200%	+$167K	0.05%	200
2025 Q1	$82.5K	Sell	250 -1,050	-81%	-$374K	0.02%	265
2024 Q4	$472K	Hold	1,300	–	–	0.08%	155
2024 Q3	$508K	Hold	1,300	–	–	0.09%	160
2024 Q2	$433K	Hold	1,300	–	–	0.08%	167
2024 Q1	$476K	Hold	1,300	–	–	0.09%	158
2023 Q4	$384K	Hold	1,300	–	–	0.05%	176
2023 Q3	$355K	Sell	1,300 -100	-7%	-$27.1K	0.05%	178
2023 Q2	$344K	Hold	1,400	–	–	0.04%	179
2023 Q1	$320K	Hold	1,400	–	–	0.04%	185
2022 Q4	$335K	Hold	1,400	–	–	0.04%	181
2022 Q3	$230K	Hold	1,400	–	–	0.05%	206
2022 Q2	$250K	Hold	1,400	–	–	0.03%	209
2022 Q1	$312K	Sell	1,400 -4,550	-76%	-$954K	0.03%	222
2021 Q4	$1.23M	Buy	5,950 +1,500	+34%	+$302K	0.16%	128
2021 Q3	$854K	Sell	4,450 -1,500	-25%	-$312K	0.12%	137
2021 Q2	$1.29M	Hold	5,950	–	–	0.16%	117
2021 Q1	$1.38M	Hold	5,950	–	–	0.13%	124
2020 Q4	$1.08M	Buy	5,950 +1,500	+34%	+$254K	0.14%	118
2020 Q3	$664K	Hold	4,450	–	–	0.11%	126
2020 Q2	$563K	Hold	4,450	–	–	0.09%	147
2020 Q1	$516K	Hold	4,450	–	–	0.1%	139
2019 Q4	$657K	Hold	4,450	–	–	0.1%	154
2019 Q3	$562K	Hold	4,450	–	–	0.09%	167
2019 Q2	$606K	Hold	4,450	–	–	0.1%	164
2019 Q1	$603K	Buy	4,450 +200	+5%	+$26.6K	0.1%	161
2018 Q4	$540K	Hold	4,250	–	–	0.1%	169
2018 Q3	$648K	Hold	4,250	–	–	0.1%	178
2018 Q2	$577K	Sell	4,250 -5	-0.1%	-$747	0.1%	189
2018 Q1	$627K	Buy	4,255 +1,050	+33%	+$166K	0.09%	191
2017 Q4	$505K	Buy	3,205 +5	+0.2%	+$694	0.08%	220
2017 Q3	$399K	Sell	3,200 -100	-3%	-$11.5K	0.07%	229
2017 Q2	$355K	Hold	3,300	–	–	0.06%	247
2017 Q1	$306K	Hold	3,300	–	–	0.05%	256
2016 Q4	$306K	Sell	3,300 -3,060	-48%	-$277K	0.05%	251
2016 Q3	$565K	Sell	6,360 -300	-5%	-$24.5K	0.1%	194
2016 Q2	$505K	Sell	6,660 -100	-1%	-$7.49K	0.09%	205
2016 Q1	$517K	Buy	6,760 +900	+15%	+$60.4K	0.09%	193
2015 Q4	$398K	Buy	5,860 +500	+9%	+$35K	0.07%	228
2015 Q3	$350K	Sell	5,360 -600	-10%	-$45.9K	0.06%	227
2015 Q2	$506K	Buy	5,960 +200	+3%	+$17.2K	0.08%	217
2015 Q1	$461K	Sell	5,760 -202	-3%	-$16.8K	0.07%	227
2014 Q4	$546K	Hold	5,962	–	–	0.09%	208
2014 Q3	$590K	Buy	5,962 +1	+0%	+$106	0.1%	198
2014 Q2	$648K	Buy	5,961 +201	+3%	+$21.1K	0.1%	192
2014 Q1	$572K	Sell	5,760 -200	-3%	-$18.9K	0.1%	183
2013 Q4	$541K	Buy	+5,960	New	+$509K	0.1%	181

Other funds holding CAT

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Wellington Shields Capital Management's CAT Position: Q2 2026 in Review

Wellington Shields Capital Management reduced its Caterpillar (CAT) stake by 68% in Q2 2026, selling an estimated $542K and leaving 289 shares worth $308K. The position accounts for 0.04% of the portfolio, ranked #217.

Wellington Shields Capital Management first reported a position in CAT in Q4 2013 and has held it in 51 quarters since. The position peaked at $1.38M in Q1 2021. 4,027 funds tracked by Wall St. Rank hold CAT as of Q2 2026.

Wellington Shields Capital Management held 289 shares of Caterpillar worth $308K as of Q2 2026.
Wellington Shields Capital Management sold 617 Caterpillar shares in Q2 2026, an estimated $542K.
Caterpillar made up 0.04% of Wellington Shields Capital Management's portfolio in Q2 2026, its #217 holding.
Wellington Shields Capital Management first reported a position in Caterpillar in Q4 2013 and has held it in 51 quarters since.
Wellington Shields Capital Management's Caterpillar position peaked at $1.38M in Q1 2021.
4,027 funds tracked by Wall St. Rank held Caterpillar as of Q2 2026.

Based on Wellington Shields Capital Management's 13F filing for Q2 2026, filed 10 Aug 2026.