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Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
Harris Associates
Illinois
+$565M
2
Franklin Resources
Franklin Resources
California
+$256M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$181M
4
Capital World Investors
Capital World Investors
California
+$119M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$95M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$342M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$283M
3
EVM
Eaton Vance Management
Massachusetts
-$209M
4
HCM
Herndon Capital Management
Georgia
-$135M
5
Morgan Stanley
Morgan Stanley
New York
-$122M
Name Holding Trade Value Shares
Change 		Shares
Change %
EWM
576
Evercore Wealth Management
New York
$1.29M +$64.4K +805 +5%
ECM
577
ETrade Capital Management
Virginia
$1.28M +$48.2K +602 +4%
SP
578
Sarasin & Partners
United Kingdom
$1.28M -$1.6M -20,039 -56%
SHA
579
Smith Hayes Advisers
Nebraska
$1.28M +$98.8K +1,235 +8%
AL
580
Agran Libbie
California
$1.27M -$33.4K -417 -3%
NA
581
Navellier & Associates
Nevada
$1.26M -$104K -1,297 -8%
CD
582
Carl Domino
Florida
$1.26M -$576K -7,197 -31%
K
583
Kemper
Illinois
$1.25M – – –
PH
584
Pinnacle Holdings
Oklahoma
$1.24M -$31.9K -398 -3%
NIC
585
Northwest Investment Counselors
Oregon
$1.23M +$134K +1,670 +12%
LH
586
Lebenthal Holdings
New York
$1.22M -$2.68M -33,525 -69%
SIMM
587
Stillwater Investment Management (Minnesota)
Minnesota
$1.22M -$15.9K -199 -1%
1SB
588
1ST Source Bank
Indiana
$1.21M -$25.6K -320 -2%
WOC
589
West Oak Capital
California
$1.2M +$57.2K +715 +5%
PAM
590
Palisade Asset Management
Minnesota
$1.19M +$326K +4,080 +38%
11A
591
10-15 Associates
New York
$1.18M +$30.6K +382 +3%
AP
592
Appleton Partners
Massachusetts
$1.18M -$205K -2,555 -15%
FIM
593
Fernwood Investment Management
Massachusetts
$1.18M -$56K -700 -5%
WS
594
Wedbush Securities
California
$1.18M +$212K +2,649 +22%
MTIM
595
Marathon Trading Investment Management
Pennsylvania
$1.18M +$1.18M +14,692 New
BFEC
596
Benjamin F. Edwards & Company
Missouri
$1.17M +$236K +2,948 +25%
MA
597
Marshwinds Advisory
Georgia
$1.17M +$388K +4,845 +50%
SNT
598
Security National Trust
West Virginia
$1.17M -$2.48K -31 -0.2%
TSWM
599
Triangle Securities Wealth Management
North Carolina
$1.16M -$139K -1,735 -11%
LOAMS
600
Lombard Odier Asset Management (Switzerland)
Switzerland
$1.16M +$1.16M +14,356 New
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