11A
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10-15 Associates’s Caterpillar CAT Stock Holding History

10-15 Associates’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q1 		– Sell
-17,060
Closed -$1.58M – 103
2016
Q4 		$1.58M Sell
17,060
-2,850
-14% -$258K 0.44% 56
2016
Q3 		$1.77M Buy
19,910
+3,456
+21% +$283K 0.49% 53
2016
Q2 		$1.25M Buy
16,454
+2,110
+15% +$158K 0.36% 59
2016
Q1 		$1.1M Sell
14,344
-831
-5% -$55.7K 0.34% 62
2015
Q4 		$1.03M Buy
15,175
+584
+4% +$40.8K 0.3% 68
2015
Q3 		$953K Sell
14,591
-71
-0.5% -$5.43K 0.33% 62
2015
Q2 		$1.24M Sell
14,662
-116
-0.8% -$9.97K 0.38% 57
2015
Q1 		$1.18M Buy
14,778
+382
+3% +$31.7K 0.4% 52
2014
Q4 		$1.32M Buy
14,396
+674
+5% +$65.6K 0.42% 51
2014
Q3 		$1.36M Buy
13,722
+338
+3% +$35.8K 0.46% 50
2014
Q2 		$1.45M Buy
13,384
+2
+0% +$210 0.46% 49
2014
Q1 		$1.33M Buy
13,382
+328
+3% +$30.9K 0.43% 48
2013
Q4 		$1.19M Buy
13,054
+452
+4% +$38.6K 0.41% 50
2013
Q3 		$1.05M Buy
12,602
+805
+7% +$68.1K 0.44% 44
2013
Q2 		$973K Buy
+11,797
New +$1M 0.45% 43

Other funds holding CAT

State Street
State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return
Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

10-15 Associates's CAT Position: Q1 2017 in Review

10-15 Associates sold out of Caterpillar (CAT) in Q1 2017, closing a stake of 17,060 shares — an estimated $1.58M sold.

10-15 Associates first reported a position in CAT in Q2 2013 and held it in 15 quarters. The position peaked at $1.77M in Q3 2016. 1,143 funds tracked by Wall St. Rank hold CAT as of Q1 2017.

  • 10-15 Associates reported no remaining Caterpillar position as of Q1 2017 after selling out during the quarter.
  • 10-15 Associates sold 17,060 Caterpillar shares in Q1 2017, an estimated $1.58M.
  • 10-15 Associates first reported a position in Caterpillar in Q2 2013 and held it in 15 quarters.
  • 10-15 Associates's Caterpillar position peaked at $1.77M in Q3 2016.
  • 1,143 funds tracked by Wall St. Rank held Caterpillar as of Q1 2017.

Based on 10-15 Associates's 13F filing for Q1 2017, filed 16 May 2017.