Kemper’s Caterpillar CAT Stock Holding History

Kemper’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-15,650	Closed	-$1.25M	–	25
2015 Q1	$1.25M	Hold	15,650	–	–	0.39%	39
2014 Q4	$1.43M	Sell	15,650 -15,350	-50%	-$1.49M	0.44%	35
2014 Q3	$3.07M	Hold	31,000	–	–	0.97%	29
2014 Q2	$3.37M	Hold	31,000	–	–	1.04%	28
2014 Q1	$3.08M	Hold	31,000	–	–	0.93%	31
2013 Q4	$2.81M	Sell	31,000 -5,000	-14%	-$427K	0.92%	32
2013 Q3	$3M	Hold	36,000	–	–	0.99%	27
2013 Q2	$2.97M	Buy	+36,000	New	+$3.06M	1%	22

Other funds holding CAT

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Kemper's CAT Position: Q2 2015 in Review

Kemper sold out of Caterpillar (CAT) in Q2 2015, closing a stake of 15,650 shares — an estimated $1.25M sold.

Kemper first reported a position in CAT in Q2 2013 and held it in 8 quarters. The position peaked at $3.37M in Q2 2014. 1,129 funds tracked by Wall St. Rank hold CAT as of Q2 2015.

Kemper reported no remaining Caterpillar position as of Q2 2015 after selling out during the quarter.
Kemper sold 15,650 Caterpillar shares in Q2 2015, an estimated $1.25M.
Kemper first reported a position in Caterpillar in Q2 2013 and held it in 8 quarters.
Kemper's Caterpillar position peaked at $3.37M in Q2 2014.
1,129 funds tracked by Wall St. Rank held Caterpillar as of Q2 2015.

Based on Kemper's 13F filing for Q2 2015, filed 7 Aug 2015.