Lebenthal Holdings’s Caterpillar CAT Stock Holding History

Lebenthal Holdings’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	$1.13M	Sell	14,837 -2,173	-13%	-$163K	0.14%	196
2016 Q1	$1.3M	Buy	17,010 +1,205	+8%	+$80.8K	0.23%	154
2015 Q4	$1.07M	Sell	15,805 -1,005	-6%	-$70.3K	0.25%	140
2015 Q3	$1.1M	Sell	16,810 -13,129	-44%	-$1M	0.25%	143
2015 Q2	$2.41M	Buy	29,939 +14,735	+97%	+$1.27M	0.49%	72
2015 Q1	$1.22M	Sell	15,204 -33,525	-69%	-$2.79M	0.29%	137
2014 Q4	$4.46M	Buy	+48,729	New	+$4.74M	1.97%	9

Other funds holding CAT

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Lebenthal Holdings's CAT Position: Q2 2016 in Review

Lebenthal Holdings reduced its Caterpillar (CAT) stake by 13% in Q2 2016, selling an estimated $163K and leaving 14,837 shares worth $1.13M. The position accounts for 0.14% of the portfolio, ranked #196.

Lebenthal Holdings first reported a position in CAT in Q4 2014 and has held it in 7 quarters since. The position peaked at $4.46M in Q4 2014. 1,058 funds tracked by Wall St. Rank hold CAT as of Q2 2016.

Lebenthal Holdings held 14,837 shares of Caterpillar worth $1.13M as of Q2 2016.
Lebenthal Holdings sold 2,173 Caterpillar shares in Q2 2016, an estimated $163K.
Caterpillar made up 0.14% of Lebenthal Holdings's portfolio in Q2 2016, its #196 holding.
Lebenthal Holdings first reported a position in Caterpillar in Q4 2014 and has held it in 7 quarters since.
Lebenthal Holdings's Caterpillar position peaked at $4.46M in Q4 2014.
1,058 funds tracked by Wall St. Rank held Caterpillar as of Q2 2016.

Based on Lebenthal Holdings's 13F filing for Q2 2016, filed 19 Aug 2016.