Smith Hayes Advisers’s Caterpillar CAT Stock Holding History

Smith Hayes Advisers’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	$1.08M	Sell	14,126 -789	-5%	-$52.9K	0.22%	125
2015 Q4	$1.01M	Sell	14,915 -1,935	-11%	-$135K	0.21%	129
2015 Q3	$1.1M	Buy	16,850 +607	+4%	+$46.4K	0.24%	118
2015 Q2	$1.38M	Buy	16,243 +231	+1%	+$19.9K	0.27%	109
2015 Q1	$1.28M	Buy	16,012 +1,235	+8%	+$103K	0.25%	114
2014 Q4	$1.35M	Buy	14,777 +3,078	+26%	+$300K	0.28%	107
2014 Q3	$1.16M	Buy	11,699 +32	+0.3%	+$3.39K	0.27%	109
2014 Q2	$1.27M	Sell	11,667 -46	-0.4%	-$4.83K	0.3%	104
2014 Q1	$1.16M	Buy	11,713 +88	+0.8%	+$8.3K	0.29%	108
2013 Q4	$1.06M	Buy	11,625 +370	+3%	+$31.6K	0.35%	90
2013 Q3	$939K	Sell	11,255 -1,928	-15%	-$163K	0.36%	89
2013 Q2	$1.09M	Buy	+13,183	New	+$1.12M	0.45%	75

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Smith Hayes Advisers's CAT Position: Q1 2016 in Review

Smith Hayes Advisers reduced its Caterpillar (CAT) stake by 5.3% in Q1 2016, selling an estimated $52.9K and leaving 14,126 shares worth $1.08M. The position accounts for 0.22% of the portfolio, ranked #125.

Smith Hayes Advisers first reported a position in CAT in Q2 2013 and has held it in 12 quarters since. The position peaked at $1.38M in Q2 2015. 1,084 funds tracked by Wall St. Rank hold CAT as of Q1 2016.

Smith Hayes Advisers held 14,126 shares of Caterpillar worth $1.08M as of Q1 2016.
Smith Hayes Advisers sold 789 Caterpillar shares in Q1 2016, an estimated $52.9K.
Caterpillar made up 0.22% of Smith Hayes Advisers's portfolio in Q1 2016, its #125 holding.
Smith Hayes Advisers first reported a position in Caterpillar in Q2 2013 and has held it in 12 quarters since.
Smith Hayes Advisers's Caterpillar position peaked at $1.38M in Q2 2015.
1,084 funds tracked by Wall St. Rank held Caterpillar as of Q1 2016.

Based on Smith Hayes Advisers's 13F filing for Q1 2016, filed 16 May 2016.