Marathon Trading Investment Management’s Caterpillar CAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Hold	0	–	–	–	325
2021 Q3	–	Hold	0	–	–	–	400
2019 Q2	–	Sell	-1,700	Closed	-$230K	–	237
2019 Q1	$230K	Buy	+1,700	New	+$226K	0.13%	212
2015 Q4	–	Sell	-30,424	Closed	-$1.99M	–	250
2015 Q3	$1.99M	Buy	+30,424	New	+$2.33M	0.91%	118
2015 Q2	–	Sell	-14,692	Closed	-$1.18M	–	469
2015 Q1	$1.18M	Buy	+14,692	New	+$1.22M	0.33%	239
2014 Q4	–	Sell	-6,165	Closed	-$600K	–	544
2014 Q3	$611K	Sell	6,165 -5,000	-45%	-$530K	0.18%	191
2014 Q2	$1.21M	Sell	11,165 -11,000	-50%	-$1.15M	0.31%	141
2014 Q1	$2.2M	Buy	+22,165	New	+$2.09M	0.69%	73
2013 Q4	–	Hold	0	–	–	–	197
2013 Q3	–	Hold	0	–	–	–	148