AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

43 hedge funds and large institutions have $76M invested in Advent Convertible and Income Fund in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
–
Holders Change %
0%
% of All Funds
1.39%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
7
Increased
11
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$1.01M
2
DA
2
Doliver Advisors
Texas
$548K
3
AAM
3
Advisors Asset Management
Colorado
$9.24M
4
OA
4
Oxbow Advisors
Texas
$6.55M
5
SFS
5
Shaker Financial Services
Virginia
$328K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$1.74M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$940K
3
GC
3
Guggenheim Capital
Illinois
$9.61M
4
VAM
4
Visium Asset Management
New York
$0
5
PPA
5
Parametric Portfolio Associates
Washington
$6.06M
Name Holding Trade Value Shares
Change 		Shares
Change %
OC
26
Oppenheimer & Co
New York
$209K -$11.5K -668 -5%
Citigroup
27
Citigroup
New York
$208K +$203K +11,841 +4,275%
UCFA
28
United Capital Financial Advisors
Texas
$193K +$685 +40 +0.4%
LCM
29
Logan Capital Management
Pennsylvania
$187K -$36K -2,099 -16%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$157K -$78.7K -4,591 -33%
WT
31
Whittier Trust
California
$113K – – –
Deutsche Bank
32
Deutsche Bank
Germany
$44K +$22K +1,311 +100%
AIG
33
American International Group
New York
$42.8K – – –
Nomura Holdings
34
Nomura Holdings
Japan
$32K +$32K +1,889 New
Bank of Montreal
35
Bank of Montreal
Ontario, Canada
$26K – – –
FANJ
36
Financial Architects (New Jersey)
New Jersey
$19K – – –
MA
37
MUFG Americas
New York
$11K +$53 +3 +0.5%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$10K – – –
MFS
39
MSI Financial Services
Massachusetts
$7K – – –
BC
40
Bartlett & Co
Ohio
$7K +$125 +7 +2%
RIA
41
Regal Investment Advisors
Michigan
$5K – – –
FHA
42
First Horizon Advisors
Tennessee
$1K +$1K +43 New
VAM
43
Visium Asset Management
New York
– -$476K -28,810 Closed
TC
44
TFS Capital
Pennsylvania
– -$303K -18,388 Closed
MPM
45
Meritage Portfolio Management
Kansas
– -$214K -12,955 Closed
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
– -$100K -6,059 Closed
RFA
47
Reilly Financial Advisors
California
– -$11K -639 Closed
WC
48
Whitnell & Co
Illinois
– -$4K -253 Closed
1
2