TFS Capital’s Advent Convertible and Income Fund AVK Stock Holding History

TFS Capital’s Portfolio AVK Stock Details AVK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-12,844	Closed	-$184K	–	662
2016 Q4	$184K	Buy	12,844 +2,321	+22%	+$32.2K	0.05%	548
2016 Q3	$149K	Buy	+10,523	New	+$150K	0.04%	600
2015 Q4	–	Sell	-31,221	Closed	-$400K	–	747
2015 Q3	$400K	Buy	+31,221	New	+$461K	0.04%	590
2015 Q1	–	Sell	-14,415	Closed	-$229K	–	952
2014 Q4	$229K	Buy	+14,415	New	+$236K	0.02%	792
2013 Q3	–	Sell	-18,388	Closed	-$303K	–	1426
2013 Q2	$303K	Buy	+18,388	New	+$312K	0.01%	1129

Other funds holding AVK

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

TFS Capital's AVK Position: Q1 2017 in Review

TFS Capital sold out of Advent Convertible and Income Fund (AVK) in Q1 2017, closing a stake of 12,844 shares — an estimated $184K sold.

TFS Capital first reported a position in AVK in Q2 2013 and held it in 5 quarters. The position peaked at $400K in Q3 2015. 55 funds tracked by Wall St. Rank hold AVK as of Q1 2017.

TFS Capital reported no remaining Advent Convertible and Income Fund position as of Q1 2017 after selling out during the quarter.
TFS Capital sold 12,844 Advent Convertible and Income Fund shares in Q1 2017, an estimated $184K.
TFS Capital first reported a position in Advent Convertible and Income Fund in Q2 2013 and held it in 5 quarters.
TFS Capital's Advent Convertible and Income Fund position peaked at $400K in Q3 2015.
55 funds tracked by Wall St. Rank held Advent Convertible and Income Fund as of Q1 2017.

Based on TFS Capital's 13F filing for Q1 2017, filed 5 May 2017.