United Capital Financial Advisors’s Advent Convertible and Income Fund AVK Stock Holding History

United Capital Financial Advisors’s Portfolio AVK Stock Details AVK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-10,000	Closed	-$121K	–	1205
2025 Q2	$121K	Sell	10,000 -1,150	-10%	-$13.1K	﹤0.01%	1075
2025 Q1	$129K	Buy	+11,150	New	+$133K	﹤0.01%	1037
2014 Q2	–	Sell	-11,046	Closed	-$200K	–	791
2014 Q1	$200K	Sell	11,046 -269	-2%	-$4.89K	﹤0.01%	874
2013 Q4	$204K	Buy	11,315 +39	+0.3%	+$680	0.01%	598
2013 Q3	$193K	Buy	11,276 +40	+0.4%	+$679	0.01%	643
2013 Q2	$185K	Buy	+11,236	New	+$191K	﹤0.01%	660

Other funds holding AVK

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Koshinski Asset Management Decatur, Illinois $1.6B AUM 20.7% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

United Capital Financial Advisors's AVK Position: Q3 2025 in Review

United Capital Financial Advisors sold out of Advent Convertible and Income Fund (AVK) in Q3 2025, closing a stake of 10,000 shares — an estimated $121K sold.

United Capital Financial Advisors first reported a position in AVK in Q2 2013 and held it in 6 quarters. The position peaked at $204K in Q4 2013. 95 funds tracked by Wall St. Rank hold AVK as of Q3 2025.

United Capital Financial Advisors reported no remaining Advent Convertible and Income Fund position as of Q3 2025 after selling out during the quarter.
United Capital Financial Advisors sold 10,000 Advent Convertible and Income Fund shares in Q3 2025, an estimated $121K.
United Capital Financial Advisors first reported a position in Advent Convertible and Income Fund in Q2 2013 and held it in 6 quarters.
United Capital Financial Advisors's Advent Convertible and Income Fund position peaked at $204K in Q4 2013.
95 funds tracked by Wall St. Rank held Advent Convertible and Income Fund as of Q3 2025.

Based on United Capital Financial Advisors's 13F filing for Q3 2025, filed 14 Nov 2025.