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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMCC
576
DELISTED
Applied Micro Circuits Corporation New
AMCC
$2K ﹤0.01%
167
– –
ACCO icon
577
Acco Brands
ACCO
$407M
$1K ﹤0.01%
141
– –
ALGT icon
578
Allegiant Air
ALGT
$2.57B
$1K ﹤0.01%
12
– –
BSV icon
579
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1K ﹤0.01%
14
-37
-73% -$2.97K
CLNE icon
580
Clean Energy Fuels
CLNE
$346M
$1K ﹤0.01%
118
– –
EPP icon
581
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$1K ﹤0.01%
+29
New +$1.34K
HII icon
582
Huntington Ingalls Industries
HII
$12.8B
$1K ﹤0.01%
12
-18
-60% -$1.74K
HYEM icon
583
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
$1K ﹤0.01%
+20
New +$503
HYS icon
584
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$1K ﹤0.01%
+10
New +$1.07K
ITT icon
585
ITT
ITT
$19.1B
$1K ﹤0.01%
16
– –
MBB icon
586
iShares MBS ETF
MBB
$39.1B
$1K ﹤0.01%
+14
New +$1.49K
MVIS icon
587
Microvision
MVIS
$78.9M
$1K ﹤0.01%
21
– –
PNR icon
588
Pentair
PNR
$11B
$1K ﹤0.01%
19
– –
PSEC icon
589
Prospect Capital
PSEC
$1.17B
$1K ﹤0.01%
114
– –
RIG icon
590
Transocean
RIG
$5.82B
$1K ﹤0.01%
15
– –
SHM icon
591
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1K ﹤0.01%
14
+4
+40% +$195
TPR icon
592
Tapestry
TPR
$32.8B
$1K ﹤0.01%
30
– –
UEC icon
593
Uranium Energy
UEC
$5.57B
$1K ﹤0.01%
440
– –
UIS icon
594
Unisys
UIS
$217M
$1K ﹤0.01%
24
– –
VCIT icon
595
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$1K ﹤0.01%
+12
New +$1.01K
VCSH icon
596
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1K ﹤0.01%
+13
New +$1.04K
VGZ icon
597
Vista Gold
VGZ
$308M
$1K ﹤0.01%
2,800
– –
VHC icon
598
VirnetX Holding Corp
VHC
$63.1M
$1K ﹤0.01%
5
– –
XYL icon
599
Xylem
XYL
$28.1B
$1K ﹤0.01%
32
– –
BFX
600
DELISTED
BowFlex Inc.
BFX
$1K ﹤0.01%
133
– –
22 23
24
25 26

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Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.