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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
-11.39%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$319M
AUM Growth
+$678K
(+0.21%)
Cap. Flow
+$52.3M
Cap. Flow
% of AUM
16.37%
Top 10 Holdings %
Top 10 Hldgs %
64.89%
Holding
783
New
80
Increased
123
Reduced
123
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$33.5M |
| 2 |
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
|
+$16.7M |
| 3 |
State Street SPDR Portfolio Europe ETF
SPEU
|
+$16M |
| 4 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$15.8M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$14.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Large- Cap ETF
SCHX
|
+$23.1M |
| 2 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$15.9M |
| 3 |
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
|
+$13.9M |
| 4 |
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
|
+$13.3M |
| 5 |
iShares MSCI Germany ETF
EWG
|
+$12.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.62% |
| 2 | Consumer Discretionary | 3.53% |
| 3 | Industrials | 2.76% |
| 4 | Healthcare | 1.8% |
| 5 | Consumer Staples | 1.76% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Microsoft
MSFT
$2.9T
| $42.5M | 13.32% |
269,799
-5,178
| -2% | -$852K |
|
|
2
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
| $34M | 10.65% |
1,315,702
+1,315,240
| +284,684% | +$33.5M |
|
3
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
| $32.4M | 10.15% |
306,200
+130,020
| +74% | +$14.2M |
|
|
4
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
| $18.2M | 5.71% |
666,624
+576,880
| +643% | +$16.7M |
|
5
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
| $14M | 4.37% |
390,445
+118,419
| +44% | +$4.85M |
|
6
Schwab International Equity ETF
SCHF
$64.9B
| $13.7M | 4.3% |
1,062,496
+18,038
| +2% | +$277K |
|
|
7
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
| $13.5M | 4.21% |
281,160
+274,448
| +4,089% | +$14.9M |
|
8
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$541M
| $13.4M | 4.21% |
303,880
+31,186
| +11% | +$1.62M |
|
|
9
State Street SPDR Portfolio Europe ETF
SPEU
$716M
| $13.1M | 4.11% |
486,760
+484,747
| +24,081% | +$16M |
|
|
10
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
| $12.4M | 3.87% |
+267,551
| New | +$15.8M |
|
11
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
| $11.1M | 3.46% |
530,902
+231,743
| +77% | +$6.38M |
|
|
SCHR
12
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
| $9.96M | 3.12% |
339,038
+293,134
| +639% | +$8.28M |
|
13
Schwab US Mid-Cap ETF
SCHM
$14.2B
| $8.61M | 2.7% |
612,801
+229,344
| +60% | +$4.2M |
|
14
Amazon
AMZN
$2.44T
| $5.77M | 1.81% |
59,160
+1,920
| +3% | +$186K |
|
15
Schwab U.S Small- Cap ETF
SCHA
$21.8B
| $5.62M | 1.76% |
436,436
-3,788
| -0.9% | -$64.4K |
|
16
Apple
AAPL
$4.97T
| $3.6M | 1.13% |
56,664
-5,976
| -10% | -$439K |
|
17
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
| $3.23M | 1.01% |
91,482
+16,103
| +21% | +$776K |
|
18
Adobe
ADBE
$105B
| $3.09M | 0.97% |
9,707
| – | – |
|
19
Starbucks
SBUX
$119B
| $2.99M | 0.94% |
45,487
-4,018
| -8% | -$325K |
|
20
Costco
COST
$432B
| $2.8M | 0.88% |
9,815
+313
| +3% | +$95K |
|
21
iShares Core US Aggregate Bond ETF
AGG
$138B
| $2.27M | 0.71% |
19,665
+19,482
| +10,646% | +$2.22M |
|
|
22
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
| $2.16M | 0.68% |
45,729
-372,024
| -89% | -$15.9M |
|
23
iShares Gold Trust
IAU
$62.8B
| $2.13M | 0.67% |
+70,578
| New | +$2.13M |
|
24
Boeing
BA
$169B
| $1.83M | 0.57% |
12,278
+531
| +5% | +$145K |
|
25
Honeywell
HON
$76.4B
| $1.72M | 0.54% |
13,620
+6
| +0% | +$927 |
|
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Tradewinds Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Tradewinds Capital Management held 783 positions worth $319M, up 0.21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.
Tradewinds Capital Management deployed $52.3M of net new capital in Q1 2020, opening 80 new positions and adding to 123 existing holdings. Its largest new stake was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.
On the sell side, the largest reduction was Schwab US Large- Cap ETF, an estimated $23.1M trimmed.
- Tradewinds Capital Management's largest Q1 2020 buy was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.
- Tradewinds Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2020, an estimated $33.5M increase.
- Tradewinds Capital Management's biggest Q1 2020 reduction was Schwab US Large- Cap ETF, cutting an estimated $23.1M.
- Tradewinds Capital Management fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, selling an estimated $1.47M.
- Tradewinds Capital Management's ten largest holdings make up 65% of its $319M portfolio in Q1 2020.
- Tradewinds Capital Management opened 80 new positions and closed 88 in Q1 2020.
- Tradewinds Capital Management's portfolio value rose 0.21% quarter-over-quarter to $319M.
Based on Tradewinds Capital Management's 13F filing for Q1 2020, filed 11 May 2020.